| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
BHASKER S.PATEL
|
|
|
|
OCEAN KNITS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 210(5) & SECTION 168 & SECTION 220(3) & SECTION 162 OF COMPANIES ACT: JUDGEMENT PRONOUNCED ACCUSED ACQUITTED
30-JUL-2008
|
-
|
| 22 |
|
|
BIMLA GROVER
|
|
|
|
KAILASH PLANTATIONS PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: NO PENALTY IMPOSED
05-AUG-2004
|
|
| 23 |
|
|
C.S.RADHAKRISHNAN
|
|
|
|
KEYCER FERTILISERS PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
03-JUL-2007
|
-
|
| 24 |
|
|
CHANDRA PRAKESH PANDAY
|
|
|
|
U P S I C POTTERIES LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 & SECTION 168 & SECTION 210(5) OF COMPANIES ACT: PENALTY IMPOSED RS.72802
04-AUG-2004
|
|
| 25 |
|
|
CHANDRASHEKAR VIGHNESWAR BHAT
|
|
|
|
NIRANTHARA CHITS PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PROCEEDINGS STOPPED FOR WANT OF CA
18-JUL-2007
|
-
|
| 26 |
|
|
CHANDRASHEKAR VIGHNESWAR BHAT
|
|
|
|
NIRANTHARA CHITS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DID NOT LAY INCOME & EXPENDITURE ACCOUNT IN ITS AGM (SECTION 210(2))
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) & SECTION 210(5) OF COMPANIES ACT: PROCEEDINGS STOPPED FOR WANT OF CA
30-JUL-2008
|
-
|
| 27 |
|
|
DEEPAK V.PATRE
|
|
|
|
SRI VARA JUNGLE RESORTS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) OF COMPANIES ACT: A3 FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 28 |
|
|
DEEPAK V.PATRE
|
|
|
|
SRI VARA JUNGLE RESORTS PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: A3 FINED RS.1000 EACH
18-JUL-2007
|
-
|
| 29 |
|
|
DIPAK SARKAR
|
|
|
|
COASTAL RUBBER WORKS PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS. 50, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE UPTO RS. 2, 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
09-JUN-2005
|
DISCHARGED UNDER SECTION 621A
|
| 30 |
|
|
DIRECTOR
|
|
|
|
RANK INDUSTRIES LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.48400
05-JUL-2004
|
|
| 31 |
|
|
DIRECTOR
|
|
|
|
SOMKAN MARINE FOODS LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.52360
05-JUL-2004
|
|
| 32 |
|
|
DIRECTORS
|
|
|
|
MIDWEST INTEGRATED STEELS LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.120000
05-JUL-2004
|
|
| 33 |
|
|
DIRECTORS
|
|
|
|
TVK AGRO LABS LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.61896
05-JUL-2004
|
|
| 34 |
|
|
DIRECTORS
|
|
|
|
BASTION LABS LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.12000
05-JUL-2004
|
|
| 35 |
|
|
DIRECTORS
|
|
|
|
RHINO PRINTERS LTD.
|
|
DID NOT FILE CHARGE WITH REGISTRAR WITHIN PRESCRIBED TIME (SECTION 125(1))
DEFAULTED IN COMPLYING WITH DIRECTIVES/INSTRUCTIONS/GUIDELINES OF THE COMPANY LAW BOARD FOR CALLING OF ANNUAL GENERAL MEETING (SECTION 167)
DEFAULTED IN FILING RETURNS WITH ROC WITH REGARD TO ALLOTMENTS (SECTION 75)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 142 & SECTION 168 & SECTION 75(4) & SECTION 303(3) & SECTION 629 OF COMPANIES ACT: PENALTY IMPOSED RS.947
09-JUL-2004
|
|
| 36 |
|
|
DIRECTORS
|
|
|
|
CLASSIC INDIA PVT.LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN COMPLYING WITH DIRECTIVES/INSTRUCTIONS/GUIDELINES OF THE COMPANY LAW BOARD FOR CALLING OF ANNUAL GENERAL MEETING (SECTION 167)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.2190
09-JUL-2004
|
|
| 37 |
|
|
DIRECTORS
|
|
|
|
RHINO PRINTERS LTD.
|
|
DID NOT FILE CHARGE WITH REGISTRAR WITHIN PRESCRIBED TIME (SECTION 125(1))
DEFAULTED IN FILING RETURNS WITH ROC WITH REGARD TO ALLOTMENTS (SECTION 75)
DEFAULTED IN COMPLYING WITH DIRECTIVES/INSTRUCTIONS/GUIDELINES OF THE COMPANY LAW BOARD FOR CALLING OF ANNUAL GENERAL MEETING (SECTION 167)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 142 & SECTION 75(4) & SECTION 168 & SECTION 303(3) & SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.3216
09-JUL-2004
|
|
| 38 |
|
|
DIRECTORS
|
|
|
|
DENMUR FAX ROLL LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 210(5) & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: ACCUSED ACQUITTED
04-AUG-2000
|
|
| 39 |
|
|
DIRECTORS
|
|
|
|
INDO-AMERICAN OPTICS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 168 & SECTION 210(5) OF COMPANIES ACT: PENALTY IMPOSED RS.22300
12-AUG-2008
|
CONVICTED
|
| 40 |
|
|
DIRECTORS
|
|
|
|
GLOBAL INFRASTRUCTURE & TECHNOLOGIES LTD.
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
EXERCISED POWERS BY BOARD OF DIRECTORS WITHOUT CONSENT OF COMPANY IN GENERAL MEETING (SECTION 293)
DID NOT ADHERE TO CLB ORDER REGARDING DISQUALIFICATION OF DIRECTOR (SECTION 274(1)(G))
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
DEFAULTED WITH RESPECT TO FIXED DEPOSITS (SECTION 58A)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 217(5) & SECTION 211(7) & SECTION 274(1)(G) & SECTION 58A & SECTION 220(3) & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.32000
16-SEP-2012
|
CONVICTED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 2 of 6
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