| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
JAMELLA
|
|
|
|
PALMGROVE EXPORTS PVT.LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 162 & SECTION 220(3) & SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.24000
01-SEP-2004
|
|
| 22 |
|
|
JAMES AEVTHAYIL CMI
|
|
|
|
RASHTRA DEEPIKA LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 04-FEB-2002 (ST.187/2000)
04-FEB-2002
|
|
| 23 |
|
|
JOHN OLICKAL CST
|
|
|
|
RASHTRA DEEPIKA LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 04-FEB-2002 (ST.187/2000)
04-FEB-2002
|
|
| 24 |
|
|
JOHN P.CHACOLA
|
|
|
|
RASHTRA DEEPIKA LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 04-FEB-2002 (ST.187/2000)
04-FEB-2002
|
|
| 25 |
|
|
JOSEPH KUZHINJALIL
|
|
|
|
RASHTRA DEEPIKA LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 04-FEB-2002 (ST.187/2000)
04-FEB-2002
|
|
| 26 |
|
|
K.ANILKUMAR
|
|
|
|
KERALA AYURVEDA PHARMACY LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 13-NOV-2002 (ST.875/2001)
13-NOV-2002
|
|
| 27 |
|
|
K.J.THOMAS KELACHANDRA
|
|
|
|
KUTTANAD RUBBER CO.LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 01-APR-2003 (ST.1/2002)
01-APR-2003
|
|
| 28 |
|
|
K.JACOB THOMAS
|
|
|
|
RASHTRA DEEPIKA LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 04-FEB-2002 (ST.187/2000)
04-FEB-2002
|
|
| 29 |
|
|
K.K.VESINGH
|
|
|
|
KRISHI EXPORT COMMERCIAL CORP.LTD.
|
|
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.5000
06-MAR-2000
|
|
| 30 |
|
|
K.M.KURIEN
|
|
|
|
SOLAR SOLVENT EXTRACTIONS LTD.
|
|
DID NOT CO-OPERATE WITH THE PERSON MAKING INSPECTION OF BOOKS OF ACCOUNTS AND OTHER DOCUMENTS OF COMPANY (SECTION 209A(5))
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.10000
10-APR-2008
|
-
|
| 31 |
|
|
K.RAGHUNANDANAN
|
|
|
|
KERALA AYURVEDA PHARMACY LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 13-NOV-2002 (ST.875/2001)
13-NOV-2002
|
|
| 32 |
|
|
K.S.NAIDU
|
|
|
|
ABN GRANITES LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 16-JUL-2003 (ST.756/2002)
16-JUL-2003
|
|
| 33 |
|
|
KAMLESH KUMAR GUPTA
|
|
|
|
KRISHI EXPORT COMMERCIAL CORP.LTD.
|
|
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.5000
06-MAR-2000
|
|
| 34 |
|
|
M.K.CHACKO
|
|
|
|
RASHTRA DEEPIKA LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 04-FEB-2002 (ST.187/2000)
04-FEB-2002
|
|
| 35 |
|
|
MANAGING DIRECTOR
|
|
|
|
VINDHYA TEA INDUSTRIES LTD.
|
|
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DID NOT CO-OPERATE WITH THE PERSON MAKING INSPECTION OF BOOKS OF ACCOUNTS AND OTHER DOCUMENTS OF COMPANY (SECTION 209A(5))
|
PROSECUTION UNDER SECTION 146(4) & SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH ON BOTH ACCUSED IN BOTH CASES
23-JAN-2001
|
|
| 36 |
|
|
MANISH GOYAL
|
|
|
|
SUSHMA SUMITA EXPORTS PVT.LTD.
|
|
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: NO PENALTY IMPOSED
29-JUL-2004
|
DISMISSED IN VIEW ORDER OF APPEALLATECANT AS DISCHARGED THE ACCUSED ON GROUND OF LIMITATION
|
| 37 |
|
|
MATHEW M.CHALIL
|
|
|
|
RASHTRA DEEPIKA LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 04-FEB-2002 (ST.187/2000)
04-FEB-2002
|
|
| 38 |
|
|
MATHEW MUTTANTHOTTY
|
|
|
|
RASHTRA DEEPIKA LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 04-FEB-2002 (ST.187/2000)
04-FEB-2002
|
|
| 39 |
|
|
MD.AHSHLAM
|
|
|
|
PALMGROVE EXPORTS PVT.LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 162 & SECTION 220(3) & SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.24000
01-SEP-2004
|
|
| 40 |
|
|
PANKAJ KUMAR DEY
|
|
|
|
CUPID VINIMOY PVT.LTD.
|
|
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.20000
18-MAY-2005
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 2 of 3
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