| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
ELGI FINANCE LTD.
|
|
|
|
JAIRAM VARADHARAJ
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 628 OF COMPANIES ACT: COMPANY APPEAL ALLOWED AGAINST THE ORDER OF THE LOWER COURT CRP DISMISSED
03-DEC-2004
|
REPORT BEING SENT TO RD FOR FILING APPEAL
|
| 22 |
|
|
FORT GLOSTER INDUSTRIES LTD.
|
|
|
|
GOPAL DAS BANGUR
|
|
|
PARAMANANDA BIYANI
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED
22-MAY-2001
|
|
| 23 |
|
|
GANAPATI COMMERCE LTD.
|
|
|
|
B.K.KARNAWAT
|
|
|
N.K.AGARWAL
|
|
|
O.P.KEDIA
|
|
|
OM PRAKASH AGARWAL
|
|
|
S.C.GIROTRA
|
|
DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)
NUMBER OF DIRECTORS BELOW MINIMUM NUMBER SPECIFIED (SECTION 252)
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 209(5) & SECTION 629A & SECTION 383A(1A) & SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED
25-APR-2004
|
|
| 24 |
|
|
GLOBAL INFRASTRUCTURE & TECHNOLOGIES LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
EXERCISED POWERS BY BOARD OF DIRECTORS WITHOUT CONSENT OF COMPANY IN GENERAL MEETING (SECTION 293)
DID NOT ADHERE TO CLB ORDER REGARDING DISQUALIFICATION OF DIRECTOR (SECTION 274(1)(G))
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
DEFAULTED WITH RESPECT TO FIXED DEPOSITS (SECTION 58A)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 217(5) & SECTION 211(7) & SECTION 274(1)(G) & SECTION 58A & SECTION 220(3) & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.32000
16-SEP-2012
|
CONVICTED
|
| 25 |
|
|
GRAUER & WEIL (INDIA) LTD.
|
|
|
|
ASHOK S.KANODIA
|
|
|
MADHUPALI SINGHANIA
|
|
|
NANDLAL M.MORE
|
|
|
NIRAJKUMAR U.MORE
|
|
|
RAMESHKUMAR R.MORE
|
|
|
UMESHKUMAR D.AGARWAL
|
|
|
UMESHKUMAR N.MORE
|
|
|
VINOD HARITWAL
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED
08-AUG-2007
|
COMPOUNDED & DISPOSED ON 15/3/2007
|
| 26 |
|
|
HELIOCON AGROCHEMICALS LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 146(4) & SECTION 193(6) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.30000
13-DEC-2007
|
ACCUSED DIRECTORS CONVICTED
|
| 27 |
|
|
HINDUSTAN FINANCIAL MANAGEMENT LTD.
|
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
ISSUED PROSPECTUS CONTAINING UNTRUE STATEMENTS (SECTION 62)
DEFAULTED IN PURCHASE BY COMPANY OF SHARES, ETC., OF OTHER COMPANIES (SECTION 372)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
EXERCISED POWERS BY BOARD OF DIRECTORS,WHICH IS TO BE EXERCISED BY THE COMPANY IN GENERAL MEETING (SECTION 291)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 62 & SECTION 374 & SECTION 301(4) & SECTION 218 & SECTION 193(6) & SECTION 629A OF COMPANIES ACT: 621-A COMPOUNDED BY CLB
08-JUL-2002
|
DISMISSED & WITHDRAWAL
|
| 28 |
|
|
HONDA SIEL POWER PRODUCTS LTD.
|
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED
16-SEP-2004
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
| 29 |
|
|
ICI INDIA LTD.
|
|
|
|
ADITYA NARAYAN
|
|
|
ASHOKE SEKHAR GANGULY
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED
01-MAR-2002
|
|
| 30 |
|
|
INDAL EXPORTS LTD.
|
|
|
|
I.BANERJEE
|
|
|
P.K.SEU
|
|
|
VIJAYA SAMPATH
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED
14-JAN-2002
|
|
| 31 |
|
|
INNOVISION E-COMMERCE LTD.
|
|
|
|
DIRECTORS
|
|
DID NOT TRANSFER UNPAID DIVIDEND TO UNPAID DIVIDEND ACCOUNT (SECTION 205A)
DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 205(8) & SECTION 209(7) OF COMPANIES ACT: NO PENALTY IMPOSED
11-APR-2015
|
DISCHARGE
|
| 32 |
|
|
ITW DELFAST INDIA PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 146(4) & SECTION 193(6) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.6000
02-JAN-2008
|
ACCUSED DIRECTORS DISCHARGE AS PER HC AMALGAMATION ORDER
|
| 33 |
|
|
KAJARIA CERAMICS LTD.
|
|
|
|
RISHI KAJARIA
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.7200
10-FEB-2000
|
-
|
| 34 |
|
|
KHEMANI SECURITIES PVT.LTD.
|
|
|
|
SANJAY KHEMANI
|
|
|
SITARAM KHEMANI
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 209(5) & SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.5750
02-JUL-2002
|
|
| 35 |
|
|
KRISHNA SECURITIES LTD.
|
|
|
|
G.D.MAHESHWARI
|
|
|
K.B.AGARWAL
|
|
|
MANISH MUDGAL
|
|
|
MUKUL AGARWAL
|
|
|
POONAM JAIN
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DID NOT DISCLOSE INTEREST IN ANY CONTRACT BY THE DIRECTOR (SECTION 299)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
NON-FULFILMENT OF DUTIES BY AUDITOR (SECTION 227)
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))
|
PROSECUTION UNDER SECTION 211(7) & SECTION 299(4) & SECTION 301(4) & SECTION 383A(1A) & SECTION 146(4) & SECTION 147 & SECTION 233 & SECTION 629A & SECTION 295(4) OF COMPANIES ACT: PENALTY IMPOSED RS.24600
02-MAY-2002
|
-
|
| 36 |
|
|
KUBER MEDIA LTD.
|
|
|
DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 209(5) & SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.1500
10-FEB-2005
|
CONVICTED
|
| 37 |
|
|
KUSUM ESTATE PVT.LTD.
|
|
|
|
DIRECTOR
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: PENLATY IMPOSED RS.300
17-NOV-2004
|
|
| 38 |
|
|
MARDIA CHEMICALS LTD.
|
|
|
|
DIRECTOR
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.12000
05-AUG-2003
|
|
| 39 |
|
|
MARDIA CHEMICALS LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: PENALTY IMPOSED RS.6000
07-AUG-2003
|
|
| 40 |
|
|
MARK AUTO INDUSTRIES LTD.
|
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
PAYMENT OR DECLARATION OF DIVIDEND OTHERWISE THAN OUT OF PROFITS (SECTION 205(1))
CLOSURE OF REGISTER OF MEMBERS OR DEBENTUREHOLDERS OTHERWISE THAN IN COMPLIANCE WITH THE PROVISIONS OF (SECTION 154(1)
|
PROSECUTION UNDER SECTION 211(7) & SECTION 205(3B) & SECTION 154(2) OF COMPANIES ACT: 621-A COMPOUNDED BY CLB
15-FEB-2004
|
DISMISSED & WITHDRAWAL
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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