| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
AFIFA TRADING CO.PVT.LTD.
|
|
|
|
MOHD UMAIR
|
|
|
MUDASSIR KHAN
|
|
|
NAZIA KHAN
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: A1 TO 3 FINED RS.1000, PROCEEDINGS STOPPED AGAINST A4 FOR WANT OF CORRECT ADDRESS IN ALL CASES
18-JUL-2007
|
-
|
| 22 |
|
|
AGAMA SOFTWARE TECHNOLOGIES PVT.LTD.
|
|
|
|
GONUGUNTLA VENUGOPAL
|
|
|
RAVI BHARATHI
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
15-FEB-2006
|
-
|
| 23 |
|
|
AHMED NAGAR CLUB LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
NON-FILING OF THE RETURNS OF DIRECTORS, MANAGING DIRECTORS, MANAGERS AND SECRETARIES WITH THE REGISTRAR (SECTION 303(2))
DEFAULTED IN APPOINTMENT OF DIRECTORS AND PROPORTION OF THOSE WHO ARE TO RETIRE BY ROTATION (SECTION 255)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DID NOT CALL AND HOLD ANNUAL GENERAL MEETING IN MANNER PROVIDED UNDER SECTION 166(2)
DID NOT KEEP PROPER REGISTER OF MEMBERS (SECTION 150(1))
DEFAULTED IN KEEPING INDEX OF MEMBERS (SECTION 151)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)
BALANCE SHEET AND PROFIT & LOSS ACCOUNT NOT APPROVED BY BOARD OF DIRECTORS AND/OR SIGNED AS PER PROVISION OF THE COMPANIES ACT (SECTION 215)
IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
|
PROSECUTION UNDER SECTION 147 & SECTION 162 & SECTION 303(3) & SECTION 168 & SECTION 150(2) & SECTION 151(4) & SECTION 211(8) & SECTION 218 OF COMPANIES ACT: PENALTY IMPOSED RS.184000
18-JUL-2011
|
ALL ACCUSED CONVICTED
|
| 24 |
|
|
AIR NZEE FREIGHT PVT.LTD.
|
|
|
|
A.RAVI
|
|
|
C.SREEKUMAR
|
|
|
GOPINATH KALLAYIL
|
|
|
WENDY P.GILBERT
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: A2 & 4 FINED RS.1000 EACH, PROCEEDING STOPPED AGAINST A1 & 5 FOR WANT OF CORRECT ADDRESS
18-JUL-2007
|
-
|
| 25 |
|
|
AJAY OIL INDUSTRIES PVT.LTD.
|
|
|
|
H.R.AJAY KUMAR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH
10-SEP-2004
|
-
|
| 26 |
|
|
AJIT CONSTRUCTION CO.PVT.LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1500
27-JUL-2005
|
-
|
| 27 |
|
|
AKSHAY GRANITES PVT.LTD.
|
|
|
|
ANANDA
|
|
|
ASHOKA H.E.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
26-AUG-2005
|
-
|
| 28 |
|
|
AKSHAYAPRIYA GOLDEN MARKETING CO.PVT.LTD.
|
|
|
|
J.GUNASEKHAR
|
|
|
S.M.K.SRIKANTH
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
15-FEB-2006
|
-
|
| 29 |
|
|
AL OMRAN EXPORTS PVT.LTD.
|
|
|
|
MINNIE VARGHESE
|
|
|
MOHAN VARGHESE
|
|
|
MOLLY PHILIP
|
|
|
PHILIP RAJU
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH ON COMPANY AND 2 DIRECTORS.PROCLAMATION PUBLISHED AND PROCEEDINGS STOPPED FOR PRESENT AGAINST REMAINING 2 DIRECTORS
03-SEP-2004
|
-
|
| 30 |
|
|
ALLGREEN GERJIN EXPORTS PVT.LTD.
|
|
|
|
BUCHRIS RAHIM
|
|
|
JOHN B.KINDO
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: PROCEEDINGS STOPPED FOR WANT OF CA
18-JUL-2007
|
-
|
| 31 |
|
|
ALLWIN VISION PVT.LTD.
|
|
|
|
ARUN JAIN
|
|
|
NIRMALA JAIN
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
08-MAR-2006
|
-
|
| 32 |
|
|
ALOE HERBOMEDICS PVT.LTD.
|
|
|
|
A.DHARAMRAJ
|
|
|
G.RAMA REDDY
|
|
|
S.S.SHIVARUDRAPPA
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 220(3) & SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH AND CASE AGAINST A2 ABATED
30-JUL-2008
|
-
|
| 33 |
|
|
AMANTHI FINANCE & INVESTMENT CO.PVT.LTD.
|
|
|
|
T.VIJAYKUMAR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: PROCEEDINGS STOPPED FOR WANT OF CORRECT ADDRESS
18-JUL-2007
|
-
|
| 34 |
|
|
ANAND CREDIT LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: PENALTY IMPOSED RS.33300
14-DEC-2005
|
CONVICTED
|
| 35 |
|
|
ANANTHA COMPUTER SERVICES PVT.LTD.
|
|
|
|
K.R.SANGAMESWARAN
|
|
|
SARASWATHI
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY & THE DIRECTOR SL.NO.2 WERE FINED RS.1000/- EACH AND THE DIRECTOR SL.NO.1 EXPIRED & CASE ABATED AGAINST HIM
02-SEP-2005
|
-
|
| 36 |
|
|
ANANYA MARKETING PVT.LTD.
|
|
|
|
RISHHAB
|
|
|
SRINIVASA GOWDA
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: PROCEEDINGS STOPPED FOR WANT OF CORRECT ADDRESS
30-JUL-2008
|
-
|
| 37 |
|
|
ANGLICAN MEDISYSTEMS PVT.LTD.
|
|
|
|
AQUIL HASHIM
|
|
|
ARIF VAZIRALLY
|
|
|
GAUTAM RAWAT
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 38 |
|
|
ANMOL PAPER DISTRIBUTORS PVT.LTD.
|
|
|
|
DAVESH SAXENA
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: PROCEEDINGS STOPPED FOR WANT OF CA
30-JUL-2008
|
-
|
| 39 |
|
|
ANMOL PAPER DISTRIBUTORS PVT.LTD.
|
|
|
|
DAVESH SAXENA
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: PROCEEDINGS STOPPED FOR WANT OF CA
18-JUL-2007
|
-
|
| 40 |
|
|
ANUGRAHA PACKAGING PVT.LTD.
|
|
|
|
K.N.NAGARAJAN
|
|
|
R.RANKANAYAKI
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: PROCEEDINGS STOPPED FOR WANT OF CORRECT ADDRESS
18-JUL-2007
|
-
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 2 of 39
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