S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
21 |
|
AMI SECURITIES LTD.
|
|
|
N.JAIN
|
|
P.AGRAWAL
|
|
R.AGRAWAL
|
|
R.K.MISRA
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.8000
09-AUG-2004
|
|
22 |
|
AMIT INDIA LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
29-NOV-2004
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
23 |
|
ANANT FERTILIZER & METALS PVT.LTD.
|
|
|
AMRIK SINGH
|
|
BALRAJ SINGH
|
|
INDERJIT SINGH
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.10300
16-SEP-2004
|
-
|
24 |
|
ANMOL DRUGS & PHARMACEUTICALS LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
22-JUL-2004
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
25 |
|
ANNALAKSHMI AGRO FARMS LTD.
|
|
|
MANAGING DIRECTOR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.300 EACH
13-MAR-2001
|
NO APPEAL
|
26 |
|
APPATHAL DYES INDUSTRIES LTD.
|
|
|
DIRECTORS
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.300 EACH
18-MAY-2001
|
NO APPEAL
|
27 |
|
ARIHANT THREADS LTD.
|
|
|
KIMTI LAL
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.800
09-AUG-2004
|
|
28 |
|
ARROW THREAD PVT.LTD.
|
|
|
MANAGING DIRECTOR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.600 AND RS.500 AS FINE ON 2 ACCUSED
13-OCT-2000
|
NO APPEAL
|
29 |
|
ASHUTOSH PAPER MILLS LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS.500 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
21-MAY-2004
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
30 |
|
ASIAN LATEX LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.400
12-OCT-2004
|
CONVICTED
|
31 |
|
ASIATIC SPICE & EXOTIC OILS LTD.
|
|
|
AMRIT GILL
|
|
GAURAV KHANNA
|
|
NAVNEET KHANNA
|
|
RIPIN KAUSHAL
|
|
SUNITA KAUSHAL
|
|
TEJINDER S.DHILLON
|
|
VIKAS SINGH GILL
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.2400
09-AUG-2004
|
|
32 |
|
ASSOCIATED FINANCE CO.LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
08-DEC-2004
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
33 |
|
ASSURED AGRO PARK LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
02-JUN-2004
|
ACQUITTED
|
34 |
|
ATUL CASTINGS LTD.
|
|
|
RAJ AGARWAL
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.1500
09-AUG-2004
|
-
|
35 |
|
AUTOCOMPS INDIA LTD.
|
|
|
NARAYAN PRASAD KHETAN
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.450
09-AUG-2004
|
|
36 |
|
AVR SECURITIES LTD.
|
|
|
MANAGING DIRECTOR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.200 EACH
12-FEB-2002
|
NO APPEAL
|
37 |
|
B.S.G.STRIPS PVT.LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.4500
07-MAY-2004
|
CONVICTED
|
38 |
|
BAFNA SPINNING MILLS & EXPORTS LTD.
|
|
|
DIRECTOR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.250 EACH ON 3 ACCUSED
19-MAY-2003
|
NO APPEAL
|
39 |
|
BAHARI FASHIONS PVT.LTD.
|
|
|
PRAMOD BAHRI
|
|
SANJEEV BAHRI
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.3492
21-AUG-2000
|
-
|
40 |
|
BAINS STEELS PVT.LTD.
|
|
|
KALVINDER PAUL SINGH
|
|
MEGHANA BAINS
|
|
PIARA SINGH BAINS
|
|
SATINDER SINGH
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.4000
09-AUG-2004
|
-
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
|
|
Page 2 of 18
|