SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.20,000 OR BOTH

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

KAYS TRADE LINK LTD.

ANNIE MATHEW

MATHEW KULATHOORAN

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.950 EACH(ST.830/2001)

03-MAY-2002

KHAITAN OVERSEAS & FINANCE LTD.

D.N.GUPTA

PESI M.NAVIELAVELA

PRADEEP BOILTY

TAPAN KUMAR RAY

IMPROPER AUTHENTICATION OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 215 (1))

IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)

CLOSURE OF REGISTER OF MEMBERS OR DEBENTUREHOLDERS OTHERWISE THAN IN COMPLIANCE WITH THE PROVISIONS OF (SECTION 154(1)

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)

PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: FINE OF UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE OF UPTO RS. 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES

PROSECUTION UNDER SECTION 218 OF COMPANIES ACT: FINE UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT

PROSECUTION UNDER SECTION 154(2) OF COMPANIES ACT: FINE UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.20, 000 OR BOTH

PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000

03-JUN-2004

KUBER AUTO GENERAL FINANCE & LEASING LTD.

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))

PROSECUTION UNDER SECTION 217(5) & SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.4500

10-FEB-2005

CONVICTED

LAKSHMI VIJAYAM INVESTMENTS PVT.LTD.

FEROZA PANDEY

JAMSHEED M.PANDEY

DID NOT ATTACH BOARD'S REPORT ALONG WITH BALANCE SHEET OF THE COMPANY (SECTION 217(1))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.500 EACH ON DIRECTORS

16-JUL-2004

MALABAR ORGANICS LTD.

A.K.BALAN

A.M.GOPALAN

A.VIJAYAN

E.K.JOSEPH

I.V.MENON

M.I.VIJAYAPADMAM

P.VALSALA

S.G.KALYANARAMAN

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH(ST.78/2000)

08-NOV-2000

MALAYALAM SOLVENT EXTRACTIONS LTD.

MATHEWS MANUEL

SAJI GEORGE

SUBY MATHEW

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.22500

06-FEB-2006

MEREDIEN HOTELS LTD.

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: COMPOUNDED BY CLB

06-AUG-2004

DISMISSED & WITHDRAWAL

NADI FINANCE & INVESTMENT PVT.LTD.

DILIP M.BANG

KISHORE M.BANG

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED

23-AUG-2005

FINAL ORDER PASSED ON 12.05.2005 AS MATTER IS COMPOUNDED

NEPC INDIA LTD.

RATTANKUMAR

DID NOT INCLUDE PARTICULARS OF EMPLOYEES IN BOARD'S REPORT (SECTION 217(2A))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.1000

28-JUL-2005

NEW GLOBALSTAR HOTELS & RESORTS LTD.

DIRECTOR

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.500

13-JAN-2006

NEW GLOBALSTAR HOTELS & RESORTS LTD.

DIRECTORS

DID NOT TAKE REASONABLE STEPS RELATING TO BOARD'S REPORT (SECTION 217(5))

DID NOT ADHERE TO PROVISIONS SECTION 209(5)

DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)

PROSECUTION UNDER SECTION 217(5) & SECTION 209(5) & SECTION 211(8) & SECTION 269 OF COMPANIES ACT: NO PENALTY IMPOSED

18-SEP-2012

COURT DISPOSED OFF THE MATTER

PARAM FINANCE & SECURITIES LTD.

GAYATHRI PARAMESH

M.C.PARAMASHIVAIAH

RAMESH M.C.

RAVISHANKAR T.G.

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH ON DIRECTORS

03-DEC-2004

PARAM FINANCE & SECURITIES LTD.

GAYATHRI PARAMESH

M.C.PARAMASHIVAIAH

RAMESH M.C.

RAVISHANKAR T.G.

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.500 EACH ON DIRECTORS

03-DEC-2004

PARAM FINANCE & SECURITIES LTD.

GAYATHRI PARAMESH

M.C.PARAMASHIVAIAH

RAMESH M.C.

RAVISHANKAR T.G.

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH ON DIRECTORS

03-DEC-2004

PATHEJA BROTHERS FORGINGS & STAMPINGS PVT.LTD.

DIRECTORS

DID NOT DISTRIBUTE DIVIDENDS WITHIN 30 DAYS (SECTION 207)

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

DID NOT TRANSFER UNPAID DIVIDEND TO UNPAID DIVIDEND ACCOUNT (SECTION 205A)

DEFAULTED IN GIVING DETAILS IN NOTES OR DOCUMENTS ANNEXED TO BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211(6))

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

BREACHED PRESCRIBED LIMITS ON INVITATION OR ACCEPTANCE OF DEPOSITS IN CONTRAVENTION OF THE RULES (SECTION 58A(6))

PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))

PROSECUTION UNDER SECTION 207 & SECTION 205A(8) & SECTION 211(8) & SECTION 217(5) & SECTION 295(4) & SECTION 383A(1A) & SECTION 58A(6) & SECTION 301(4) OF COMPANIES ACT: NO PENALTY IMPOSED

18-SEP-2012

COURT DISPOSED OFF THE MATTER

PATHEJA INVESTMENTS LTD.

DIRECTORS

DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)

DEFAULTED IN GIVING DETAILS IN NOTES OR DOCUMENTS ANNEXED TO BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211(6))

DID NOT TAKE REASONABLE STEPS RELATING TO BOARD'S REPORT (SECTION 217(5))

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 211(8) & SECTION 217(5) & SECTION 147(2) & SECTION 217(6) & SECTION 205A(8) & SECTION 209A(8) & SECTION 163(5) OF COMPANIES ACT: NO PENALTY IMPOSED

18-SEP-2012

COURT DISPOSED OFF THE MATTER

PGF LTD.

AVTAR SINGH MAVI

BALBIR SINGH

NIRMAL SINGH BHANGOO

PREM SETH

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 209(5) & SECTION 209(7) & SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.10000

16-SEP-2004

PMC TYRES PVT.LTD.

SUNIL KUMAR SHARMA

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: 621-A COMPOUNDED BY CLB

14-FEB-2004

DISMISSED & WITHDRAWAL

POONAM RASAYAN LTD.

BHARATBHAI PANELIA

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)

PROSECUTION UNDER SECTION 211(7) & SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.7900

14-JUN-2011

PUSHPA PACKAGES LTD.

BABULAL S.JAIN

MUKESH B.JAIN

RAJESH V.JAIN

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: EACH DIRECTORS FINED RS.1000

18-JUL-2007

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

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SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSEDPERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

Advertisements are not accepted on this website

DISCLAIMER BY NSE

SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015