S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
181 |
|
RAMANAND SAGAR
|
|
|
SAGAR ENTERTAINMENT LTD.
|
|
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED
21-JUN-2006
|
COMPOUNDED & WITHDRAWN
|
182 |
|
RAMESH CHANDRA MANEKLAL MEHTA
|
|
|
SAIT NAGJEE PURUSHOTHAM & CO.PVT.LTD.
|
|
DID NOT APPOINT MANAGING DIRECTOR/WHOLE TIME DIRECTOR AS REQUIRED UNDER SECTION 269(2)
REMUNERATION OF MANAGING DIRECTOR/WHOLE TIME DIRECTOR WAS NOT APPROVED BY CENTRAL GOVT. OR WAS NOT AS PER SCHEDULE 13 OF COMPANIES ACT (SECTION 309(3))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.16000
30-JAN-2009
|
-
|
183 |
|
RAVINDRA BIYANI
|
|
|
BIYANI SECURITIES PVT.LTD.
|
|
DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 629A & SECTION 303(3) & SECTION 211(7) & SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.17000
18-JUL-2002
|
|
184 |
|
S.C.GIROTRA
|
|
|
GANAPATI COMMERCE LTD.
|
|
DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)
NUMBER OF DIRECTORS BELOW MINIMUM NUMBER SPECIFIED (SECTION 252)
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 209(5) & SECTION 629A & SECTION 383A(1A) & SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED
25-APR-2004
|
|
185 |
|
S.M.SAMSUNNIE
|
|
|
PALMGROVE EXPORTS PVT.LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 162 & SECTION 220(3) & SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.24000
01-SEP-2004
|
|
186 |
|
SAJI P.O.THOMAS
|
|
|
CENTRAL TRAVANCORE SPECIALISTS HOSPITAL LTD.
|
|
HELD ANY OFFICE OR PLACE OF PROFIT UNDER COMPANY OR ITS SUBSIDIARY WITHOUT PASSING OF SPECIAL RESOLUTION IN NEXT AGM OR WITHIN THREE MONTHS FROM DATE OF SUCH APPOINTMENT (SECTION 314(1))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.4000
16-AUG-2010
|
-
|
187 |
|
SANJAY GUPTA
|
|
|
MEGATOP EXPORT LTD.
|
|
DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.10600
07-AUG-2004
|
|
188 |
|
SANKHA DATTA
|
|
|
MMC EXPORTS LTD.
|
|
DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.4000
25-AUG-2004
|
|
189 |
|
SHAILESH DOLATRAI SHAH
|
|
|
SHAILESH SHAH SECURITIES PVT.LTD.
|
|
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED
15-DEC-2005
|
COMPOUNDED
|
190 |
|
SHILPA R.SHAH
|
|
|
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED
02-SEP-2004
|
COMPOUNDED
|
191 |
|
SHYAM SUNDAR AGARWAL
|
|
|
QST LTD.
|
|
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.2100
19-OCT-2002
|
PENALTY AMOUNT OF RS.2,100.00 PAID BY COMPANY ON 19/06/2002 VIDE RECEIPTS NO.820305 TO 820307 DATED 19/06/2002
|
192 |
|
SHYAM SUNDAR AGARWAL
|
|
|
QST LTD.
|
|
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.2100
19-OCT-2002
|
PENALTY AMOUNT OF RS.2,100.00 PAID BY COMPANY ON 19/06/2002 VIDE RECEIPTS NO.820302 TO 820304 DATED 19/06/2002
|
193 |
|
SIDDHRAJ BAFNA
|
|
|
BAFNA SPINNING MILLS & EXPORTS LTD.
|
|
DID NOT HOLD BOARD MEETING AT PROPER INTERVALS (SECTION 285)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.8000
26-SEP-2012
|
-
|
194 |
|
SIMON KURUVILLA
|
|
|
UNITED TROPICAL VENEERS LTD.
|
|
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.16000
08-MAR-2006
|
-
|
195 |
|
SOURINDRA NATH MUKHERJEE
|
|
|
MMC EXPORTS LTD.
|
|
DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.4000
25-AUG-2004
|
|
196 |
|
SUBAIDA FAROOK
|
|
|
PALMGROVE EXPORTS PVT.LTD.
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 162 & SECTION 220(3) & SECTION 209A(8) OF COMPANIES ACT: PENALTY IMPOSED RS.24000
01-SEP-2004
|
|
197 |
|
SWAPAN DUTTA
|
|
|
MMC EXPORTS LTD.
|
|
DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.4000
25-AUG-2004
|
|
198 |
|
T.A.ABRAHAM
|
|
|
CENTRAL TRAVANCORE SPECIALISTS HOSPITAL LTD.
|
|
HELD ANY OFFICE OR PLACE OF PROFIT UNDER COMPANY OR ITS SUBSIDIARY WITHOUT PASSING OF SPECIAL RESOLUTION IN NEXT AGM OR WITHIN THREE MONTHS FROM DATE OF SUCH APPOINTMENT (SECTION 314(1))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.4000
16-AUG-2010
|
-
|
199 |
|
TAPAN KUMAR RAY
|
|
|
KHAITAN OVERSEAS & FINANCE LTD.
|
|
IMPROPER AUTHENTICATION OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 215 (1))
IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)
CLOSURE OF REGISTER OF MEMBERS OR DEBENTUREHOLDERS OTHERWISE THAN IN COMPLIANCE WITH THE PROVISIONS OF (SECTION 154(1)
DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: FINE OF UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE OF UPTO RS. 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
PROSECUTION UNDER SECTION 218 OF COMPANIES ACT: FINE UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT
PROSECUTION UNDER SECTION 154(2) OF COMPANIES ACT: FINE UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 6 MONTHS OR FINE OF UPTO RS.20, 000 OR BOTH
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000
03-JUN-2004
|
|
200 |
|
UDAY SHANKAR R.M.
|
|
|
FAIRGROWTH INVESTMENTS LTD.
|
|
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.400 EACH
25-APR-2003
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
|
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