SOURCE OF INFORMATION : MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES - LIST OF FINAL COURT ORDERS PASSED
PERIOD COVERED : 27-JAN-2001 TO 04-SEP-2015

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS.500 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES

S.No.

PERSON

ENTITY

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

ALOKE BIYANI

BIYANI SECURITIES PVT.LTD.

DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)

DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)

DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

PROSECUTION UNDER SECTION 629A & SECTION 303(3) & SECTION 211(7) & SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.17000

18-JUL-2002

ANIL KUMAR SHUKLA

MEGATOP EXPORT LTD.

DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

PROSECUTION UNDER SECTION 629A & SECTION 168 & SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.10600

07-AUG-2004

ASHOK KUMAR SHARMA

VALLABH REFRACTORIES & CERAMICS PRODUCTS LTD.

DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))

DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)

DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)

DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)

DID NOT ADHERE TO ACCOUNTING STANDARDS IN PREPARATION OF ANNUAL ACCOUNTS (SECTION 211(3A))

DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))

DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)

DID NOT ADHERE TO PROVISIONS RELATED TO FURTHER ISSUE OF CAPITAL (SECTION 81(1))

DID NOT KEEP PROPER BOOKS OF ACCOUNTS AT REGISTERED OFFICE OF THE COMPANY (SECTION 209(1))

PROSECUTION UNDER SECTION 147(2) & SECTION 168 & SECTION 162 & SECTION 210(5) & SECTION 211(7) & SECTION 217(5) & SECTION 629A & SECTION 209(5) & SECTION 209(7) OF COMPANIES ACT: PENALTY IMPOSED RS.62400

02-MAY-2005

DIRECTORS

PATHEJA PETROLEUM REFINERY LTD.

DID NOT ADHERE TO PROVISIONS SECTION 209(5)

DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)

DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 209(5) & SECTION 146(4) & SECTION 147(2) & SECTION 209A(8) & SECTION 163(5) OF COMPANIES ACT: NO PENALTY IMPOSED

18-SEP-2012

COURT DISPOSED OFF THE MATTER

DIRECTORS

PATHEJA INVESTMENTS LTD.

DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)

DEFAULTED IN GIVING DETAILS IN NOTES OR DOCUMENTS ANNEXED TO BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211(6))

DID NOT TAKE REASONABLE STEPS RELATING TO BOARD'S REPORT (SECTION 217(5))

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)

PROSECUTION UNDER SECTION 211(8) & SECTION 217(5) & SECTION 147(2) & SECTION 217(6) & SECTION 205A(8) & SECTION 209A(8) & SECTION 163(5) OF COMPANIES ACT: NO PENALTY IMPOSED

18-SEP-2012

COURT DISPOSED OFF THE MATTER

DIRECTORS

NUCLEUS SOFT-TEL PVT.LTD.

DID NOT CO-OPERATE WITH THE PERSON MAKING INSPECTION OF BOOKS OF ACCOUNTS AND OTHER DOCUMENTS OF COMPANY (SECTION 209A(5))

PROSECUTION UNDER SECTION 209A(8) & SECTION 209(5) & SECTION 210(5) & SECTION 147(2) OF COMPANIES ACT: NO PENALTY IMPOSED

18-SEP-2012

COURT DISPOSED OFF THE MATTER

DIRECTORS

DHANASTRA INVESTMENTS LTD.

DID NOT ADHERE TO PROVISIONS SECTION 209(5)

DEFAULTED IN RESPECT OF PLACE OF KEEPING & INSPECTION OF REGISTERS & RETURNS (SECTION 163)

DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

DEFAULTED IN NOTIFICATION OF REGISTERED OFFICE OF COMPANY OR OF CHANGES THERETO (SECTION 146)

PROSECUTION UNDER SECTION 209(5) & SECTION 211(7) & SECTION 209A(8) & SECTION 629A & SECTION 210(5) & SECTION 383A(1A) & SECTION 147(2) & SECTION 146(4) & SECTION 163(5) OF COMPANIES ACT: NO PENALTY IMPOSED

18-SEP-2012

COURT DISPOSED OFF THE MATTER

DIRECTORS

IMPERIAL MARTOR ENGINE TUBES PVT.LTD.

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.3000

13-DEC-2014

CONVICTED

DIRECTORS

YUVRAJ INDUSTRIES LTD.

DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))

PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.3000

10-APR-2006

CONVICTED

DIRECTORS

GATE CITY SOFTWARE SOLUTIONS PVT.LTD.

DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)

IMPROPER AUTHENTICATION OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 215 (1))

DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)

DID NOT MAINTAIN REQUISITE QUORUM IN MEETING OF BOARD OF DIRECTORS (SECTION 287)

DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)

DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)

SUBSCRIBERS TO MEMORANDUM DID NOT PAY CONSIDERATION FOR SHARES SUBSCRIBED BY THEM (SECTION 36)

CONVENED AGM WITHOUT PROPER QUORUM (SECTION 174)

APPOINTED CHAIRMAN AT SHAREHOLDERS MEETINGS IN CONTRAVENTION OF SECTION 175

PROSECUTION UNDER SECTION 147(2) & SECTION 218 & SECTION 629A & SECTION 162 & SECTION 301(4) OF COMPANIES ACT: PENALTY IMPOSED RS.10000

06-NOV-2008

ACCUSED DIRECTORS CONVICTED

DIRECTORS

MIDWEST INTEGRATED STEELS LTD.

DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))

PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.10000

05-JUL-2004

DIRECTORS

MIDWEST GROWTH FUND LTD.

DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))

PROSECUTION UNDER SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.10000

05-JUL-2004

DIRECTORS

ARENA TEXTILES & INDUSTRIES LTD.