| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ABEE INFO-CONSUMABLES LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 147 & SECTION 629A & SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.102000
04-MAR-2012
|
ALL ACCUSED CONVICTED
|
| 2 |
|
|
AHMED NAGAR CLUB LTD.
|
|
|
|
DIRECTORS
|
|
DEFAULTED IN PUBLICATION OF NAME BY THE COMPANY (SECTION 147(1))
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
NON-FILING OF THE RETURNS OF DIRECTORS, MANAGING DIRECTORS, MANAGERS AND SECRETARIES WITH THE REGISTRAR (SECTION 303(2))
DEFAULTED IN APPOINTMENT OF DIRECTORS AND PROPORTION OF THOSE WHO ARE TO RETIRE BY ROTATION (SECTION 255)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DID NOT CALL AND HOLD ANNUAL GENERAL MEETING IN MANNER PROVIDED UNDER SECTION 166(2)
DID NOT KEEP PROPER REGISTER OF MEMBERS (SECTION 150(1))
DEFAULTED IN KEEPING INDEX OF MEMBERS (SECTION 151)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)
BALANCE SHEET AND PROFIT & LOSS ACCOUNT NOT APPROVED BY BOARD OF DIRECTORS AND/OR SIGNED AS PER PROVISION OF THE COMPANIES ACT (SECTION 215)
IMPROPER ISSUE, CIRCULATION OR PUBLICATION OF BALANCE SHEET OR PROFIT & LOSS ACCOUNT (SECTION 218)
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
|
PROSECUTION UNDER SECTION 147 & SECTION 162 & SECTION 303(3) & SECTION 168 & SECTION 150(2) & SECTION 151(4) & SECTION 211(8) & SECTION 218 OF COMPANIES ACT: PENALTY IMPOSED RS.184000
18-JUL-2011
|
ALL ACCUSED CONVICTED
|
| 3 |
|
|
AVISATA CORPORATE FINANCE PVT.LTD.
|
|
|
|
AMIT SHAH
|
|
|
MONICA R.KOCHAR
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED
21-JUN-2006
|
COMPOUNDED
|
| 4 |
|
|
BESPOKE FINVEST LTD.
|
|
|
|
HANUMANT M.SINGH
|
|
|
M.G.RAMKRISHNA
|
|
|
RAVI SUNDERARAJAN
|
|
|
S.R.BHANDARI
|
|
|
T.M.ELAVIA
|
|
|
T.N.BALASUBRAMANIAN
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED
15-JUL-2004
|
COMPOUNDED
|
| 5 |
|
|
CONCERT SECURITIES LTD.
|
|
|
|
MATHEW ANTHRAPER
|
|
|
P.SEETHARAMAN
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.10000
04-JUL-2006
|
-
|
| 6 |
|
|
CONCERT SPICES & EXPORTS LTD.
|
|
|
|
MATHEW ANTHRAPER
|
|
|
P.SEETHARAMAN
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.4000
25-MAR-2008
|
-
|
| 7 |
|
|
CONTINENTAL CONSTRUCTION LTD.
|
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DID NOT INCLUDE PARTICULARS OF EMPLOYEES IN BOARD'S REPORT (SECTION 217(2A))
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 211(7) & SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED
27-AUG-2004
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
| 8 |
|
|
I G PETROCHEMICALS LTD.
|
|
|
|
BISHWANATH DHANUKA
|
|
|
MADAN MOHAN DHANUKA
|
|
|
MOHAN M.JAYAKAR
|
|
|
PRADEEP JAIN
|
|
|
SHAM S.BHARATIY
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: CASE HAS NOT YET BEEN DECIDED
17-JUN-2004
|
|
| 9 |
|
|
INTERCRAFT LTD.
|
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED
19-AUG-2004
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
| 10 |
|
|
JAGAN TUBES LTD.
|
|
|
|
MADAN MOHAN SINGLA
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.10000
09-JUN-2005
|
|
| 11 |
|
|
MALAYALAM SOLVENT EXTRACTIONS LTD.
|
|
|
|
MATHEWS MANUEL
|
|
|
SAJI GEORGE
|
|
|
SUBY MATHEW
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.22500
06-FEB-2006
|
-
|
| 12 |
|
|
PARAM FINANCE & SECURITIES LTD.
|
|
|
|
GAYATHRI PARAMESH
|
|
|
M.C.PARAMASHIVAIAH
|
|
|
RAMESH M.C.
|
|
|
RAVISHANKAR T.G.
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.500 EACH ON DIRECTORS
03-DEC-2004
|
-
|
| 13 |
|
|
PARAM FINANCE & SECURITIES LTD.
|
|
|
|
GAYATHRI PARAMESH
|
|
|
M.C.PARAMASHIVAIAH
|
|
|
RAMESH M.C.
|
|
|
RAVISHANKAR T.G.
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH ON DIRECTORS
03-DEC-2004
|
-
|
| 14 |
|
|
PARAM FINANCE & SECURITIES LTD.
|
|
|
|
GAYATHRI PARAMESH
|
|
|
M.C.PARAMASHIVAIAH
|
|
|
RAMESH M.C.
|
|
|
RAVISHANKAR T.G.
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH ON DIRECTORS
03-DEC-2004
|
-
|
| 15 |
|
|
PGF LTD.
|
|
|
|
AVTAR SINGH MAVI
|
|
|
BALBIR SINGH
|
|
|
NIRMAL SINGH BHANGOO
|
|
|
PREM SETH
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
DID NOT MAINTAIN BOOKS OF ACCOUNTS ON ACCRUAL BASIS AND ACCORDING TO DOUBLE ENTRY SYSTEM OF ACCOUNTING (SECTION 209(3)(B))
DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 209(5) & SECTION 209(7) & SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.10000
16-SEP-2004
|
-
|
| 16 |
|
|
PMC TYRES PVT.LTD.
|
|
|
|
SUNIL KUMAR SHARMA
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: 621-A COMPOUNDED BY CLB
14-FEB-2004
|
DISMISSED & WITHDRAWAL
|
| 17 |
|
|
PUSHPA PACKAGES LTD.
|
|
|
|
BABULAL S.JAIN
|
|
|
MUKESH B.JAIN
|
|
|
RAJESH V.JAIN
|
|
COMMENCED BUSINESS WITHOUT COMPLYING WITH CONDITIONS PRESCRIBED UNDER COMPANIES ACT (SECTION 149 (2A))
DID NOT EXERCISE GENERAL POWERS IN ACCORDANCE WITH PROVISIONS OF COMPANIES ACT/ANY OTHER APPLICABLE ACT/MEMORANDUM & ARTICLES OF ASSOCIATION ETC. (SECTION 292 (1) (C))
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 149(2A) & SECTION 629A & SECTION 211(7) & SECTION 217(5) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 18 |
|
|
PUSHPA PACKAGES LTD.
|
|
|
|
BABULAL S.JAIN
|
|
|
MUKESH B.JAIN
|
|
|
RAJESH V.JAIN
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: EACH DIRECTORS FINED RS.1000
18-JUL-2007
|
-
|
| 19 |
|
|
QST LTD.
|
|
|
|
A.K.JAIN
|
|
|
J.K.AGARWAL
|
|
|
PAWAN KUMAR JAIN
|
|
|
R.K.AGARWAL
|
|
|
R.K.JAIN
|
|
|
S.N.SINGH
|
|
|
SHYAM SUNDAR AGARWAL
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.5600
19-JUN-2002
|
PENALTY AMOUNT OF RS.5,600.00 PAID BY COMPANY ON 19/06/2002 VIDE RECEIPTS NO.820308 TO 820314 DATED 19/06/2002
|
| 20 |
|
|
RED SUN PLASTICS PVT.LTD.
|
|
|
|
M.A.RAVINDRAN
|
|
|
M.KRISHNA DAS
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.2000
23-MAR-2005
|
-
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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