S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
1 |
|
AVR SECURITIES LTD.
|
|
|
MANAGING DIRECTOR
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.200 EACH
12-FEB-2002
|
NO APPEAL
|
2 |
|
BASTION LABS LTD.
|
|
|
DIRECTORS
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.12000
05-JUL-2004
|
|
3 |
|
CANSOFT SYSTEMS PVT.LTD.
|
|
|
N.MOHANDAS KAMATH
|
|
VRINDA M.KAMATH
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
25-NOV-2005
|
-
|
4 |
|
CANSOFT SYSTEMS PVT.LTD.
|
|
|
N.MOHANDAS KAMATH
|
|
VRINDA M.KAMATH
|
|
DID NOT PROVIDE BALANCE SHEET AND PROFIT & LOSS ACCOUNT AT ANNUAL GENERAL MEETING (SECTION 210(1))
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 210(5) & SECTION 162 & SECTION 220(3) & SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
5 |
|
CANSOFT SYSTEMS PVT.LTD.
|
|
|
N.MOHANDAS KAMATH
|
|
VRINDA M.KAMATH
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000
18-JUL-2007
|
-
|
6 |
|
CLASSIC INDIA PVT.LTD.
|
|
|
DIRECTORS
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN COMPLYING WITH DIRECTIVES/INSTRUCTIONS/GUIDELINES OF THE COMPANY LAW BOARD FOR CALLING OF ANNUAL GENERAL MEETING (SECTION 167)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.2190
09-JUL-2004
|
|
7 |
|
COASTAL RUBBER WORKS PVT.LTD.
|
|
|
DIPAK SARKAR
|
|
MAHUA BOSE
|
|
MRIGENDRA KISHORE SARKAR
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS. 50, 000 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT AND FURTHER FINE UPTO RS. 2, 500 PER DAY FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
09-JUN-2005
|
DISCHARGED UNDER SECTION 621A
|
8 |
|
CONNECT-IT SOLUTIONS PVT.LTD.
|
|
|
GILDA MARIA
|
|
HENRIK AAEN
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DID NOT PROVIDE BALANCE SHEET AND PROFIT & LOSS ACCOUNT AT ANNUAL GENERAL MEETING (SECTION 210(1))
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
|
PROSECUTION UNDER SECTION 168 & SECTION 220(3) & SECTION 210(5) OF COMPANIES ACT: PROCEEDINGS STOPPED FOR WANT OF CORRECT ADDRESS
18-JUL-2007
|
-
|
9 |
|
DELHI GYMKHANA CLUB LTD.
|
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN COMPLYING WITH DIRECTIVES/INSTRUCTIONS/GUIDELINES OF THE COMPANY LAW BOARD FOR CALLING OF ANNUAL GENERAL MEETING (SECTION 167)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DID NOT GIVE AT LEAST 21 DAYS NOTICE FOR CALLING THE GENERAL MEETING OF THE COMPANY (SECTION 171)
EXERCISED POWERS BY BOARD OF DIRECTORS,WHICH IS TO BE EXERCISED BY THE COMPANY IN GENERAL MEETING (SECTION 291)
DID NOT GIVE NOTICE OF GENERAL MEETING TO PERSONS ENTITLED TO NOTICE IN SPECIFIED MANNER (SECTION 172)
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
DID NOT DISTRIBUTE DIVIDENDS WITHIN 30 DAYS (SECTION 207)
|
PROSECUTION UNDER SECTION 168 & SECTION 210(5) & SECTION 629A & SECTION 209(5) & SECTION 207 OF COMPANIES ACT: COMPOUNDED BY CLB
17-SEP-2001
|
DISMISSED & WITHDRAWAL
|
10 |
|
DENMUR FAX ROLL LTD.
|
|
|
DIRECTORS
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 210(5) & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: ACCUSED ACQUITTED
04-AUG-2000
|
RETURNS FILED
|
11 |
|
EMERALD SHIPPING SERVICES (SOUTH) PVT.LTD.
|
|
|
ARTHUR RAI
|
|
BALAKRISHNAN DEV
|
|
HUBERTRACHE
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) & SECTION 168 OF COMPANIES ACT: DISMISSED U/S.204 CR.P.C.
29-JUN-2004
|
STEPS BEING TAKEN TO REFER THE MATTER TO POLICE AUTHORITIES
|
12 |
|
FLORA WALL COVERINGS LTD.
|
|
|
K.J.GUNASHEKARAN
|
|
M.S.A.ALEEM
|
|
N.R.SUBRAMANIA RAJA
|
|
S.DEVIPRASAD
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 168 & SECTION 220(3) OF COMPANIES ACT: A1, 2 & 5 FINED RS.1000 EACH, A4 ABATED, PROCEEDINGS STOPPED AGAINST A2 FOR WANT OF CORRECT ADDRESS
18-JUL-2007
|
-
|
13 |
|
GLOBAL INFRASTRUCTURE & TECHNOLOGIES LTD.
|
|
|
DIRECTORS
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
EXERCISED POWERS BY BOARD OF DIRECTORS WITHOUT CONSENT OF COMPANY IN GENERAL MEETING (SECTION 293)
DID NOT ADHERE TO CLB ORDER REGARDING DISQUALIFICATION OF DIRECTOR (SECTION 274(1)(G))
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
DEFAULTED WITH RESPECT TO FIXED DEPOSITS (SECTION 58A)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 217(5) & SECTION 211(7) & SECTION 274(1)(G) & SECTION 58A & SECTION 220(3) & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.32000
16-SEP-2012
|
CONVICTED
|
14 |
|
ILI TECHNOLOGIES LTD.
|
|
|
B.R.BADRINATH
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTOR FINED RS.4000 EACH
30-JUL-2008
|
-
|
15 |
|
ILI TECHNOLOGIES LTD.
|
|
|
B.R.BADRINATH
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTOR FINED RS.4000 EACH
30-JUL-2008
|
-
|
16 |
|
INDO-AMERICAN OPTICS LTD.
|
|
|
DIRECTORS
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 168 & SECTION 210(5) OF COMPANIES ACT: PENALTY IMPOSED RS.22300
12-AUG-2008
|
CONVICTED
|
17 |
|
INNOVEX SYSTEMS (INDIA) PVT.LTD.
|
|
|
MAHINDER REDDY
|
|
V.RAMAN KUMAR
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
20-MAY-2005
|
-
|
18 |
|
JAGADEESWARI AGRO PRODUCTS LTD.
|
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.20500
05-JUL-2004
|
|
19 |
|
JALAN FORMS LTD.
|
|
|
AJAY MOHAN JALAN
|
|
AMITAVA MAJUMDAR
|
|
NUPUR JALAN
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 168 & SECTION 210(5) OF COMPANIES ACT: NO PENALTY IMPOSED
01-JUL-2004
|
|
20 |
|
JANATHA TILE WORKS LTD.
|
|
|
K.DHARMARAJAN
|
|
K.K.JAYACHANDRAN
|
|
K.P.BALAKRISHNAN
|
|
K.PRABHAKARAN
|
|
N.P.KRISHNAN
|
|
P.PRADEEP
|
|
PADMAKUMAR
|
|
SUBRAMANIAN
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.45000
25-MAR-2008
|
-
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
|
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