| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 141 |
|
AJIT SINGH
|
|
|
|
RICCS COMPUTER EDU.LTD.
|
|
DID NOT ADHERE TO PROVISIONS RELATING TO STATUTORY MEETING (SECTION 165)
|
PROSECUTION UNDER SECTION 165(9) OF COMPANIES ACT: PENALTY IMPOSED RS.2000
09-AUG-2004
|
|
| 142 |
|
|
AJIT SINGH PIPLODA
|
|
|
|
HARSHVARDHAN CHEMICALS & MINERALS LTD.
|
|
DID NOT TRANSFER UNPAID/UNCLAIMED DIVIDEND TO INVESTOR EDUCATION AND PROTECTION FUND WITHIN PRESCRIBED TIME (SECTION 205C)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.1800
30-SEP-2004
|
|
| 143 |
|
|
AKHIL GUPTA
|
|
|
|
BHARTI TELESONIC LTD.
|
|
DID NOT PREPARE BALANCE SHEET SHOWING TRUE & FAIR VIEW (SECTION 211(1) R/W SCH.VI)
|
PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED
19-NOV-2004
|
DISMISSED AS COMPOUNDED U/S 621A(4)(D)
|
| 144 |
|
|
ALEX PAIKUDA CMI
|
|
|
|
RASHTRA DEEPIKA LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 04-FEB-2002 (ST.187/2000)
04-FEB-2002
|
|
| 145 |
|
|
ALEXANDER KOSHY
|
|
|
|
CENTRAL TRAVANCORE SPECIALISTS HOSPITAL LTD.
|
|
HELD ANY OFFICE OR PLACE OF PROFIT UNDER COMPANY OR ITS SUBSIDIARY WITHOUT PASSING OF SPECIAL RESOLUTION IN NEXT AGM OR WITHIN THREE MONTHS FROM DATE OF SUCH APPOINTMENT (SECTION 314(1))
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: PENALTY IMPOSED RS.4000
16-AUG-2010
|
-
|
| 146 |
|
|
ALKA KOTHARI
|
|
|
|
MITESH SOFTEK PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
25-NOV-2005
|
-
|
| 147 |
|
|
ALKA KOTHARI
|
|
|
|
MITESH SOFTEK PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
25-NOV-2005
|
-
|
| 148 |
|
|
ALKE KOTHARI
|
|
|
|
KOTHARI BATTERY INDUSTRY PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: NO PENALTY IMPOSED
06-APR-2004
|
|
| 149 |
|
|
ALLESSANDRO NIGRISOLI
|
|
|
|
BLOCK & ROCK INDIA PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
22-JAN-2005
|
-
|
| 150 |
|
|
ALMAS REZWAN
|
|
|
|
PRESTIGE ESTATES PROJECTS PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
19-APR-2005
|
-
|
| 151 |
|
|
ALOK BASU ROY
|
|
|
|
JUPITER BOARD INDUSTRIES PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: PENALTY IMPOSED RS.2000
05-APR-2003
|
|
| 152 |
|
|
ALOK BASU ROY
|
|
|
|
BUDGET MARKETING PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: PENALTY IMPOSED RS.1800
22-JUN-2001
|
|
| 153 |
|
|
ALOK MAHESWARI
|
|
|
|
BHARAT EXPORT LTD.
|
|
DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.3000
13-SEP-2002
|
|
| 154 |
|
|
ALOKE BIYANI
|
|
|
|
BIYANI SECURITIES PVT.LTD.
|
|
DID NOT ADHERE TO PROVISIONS REGARDING APPOINTMENT OF MANAGING OR WHOLE-TIME DIRECTOR OR MANAGER (SECTION 269)
DID NOT KEEP REGISTER OF DIRECTORS OR FAILED TO FILE WITH THE REGISTRAR, RETURN OF DIRECTORS, MANAGING DIRECTOR, MANAGER AND SECRETARY (SECTION 303)
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
DEFAULTED IN PUBLICATION OF NAME BY COMPANY OUTSIDE ITS REGISTERED OFFICE (SECTION 147)
|
PROSECUTION UNDER SECTION 629A & SECTION 303(3) & SECTION 211(7) & SECTION 147(2) OF COMPANIES ACT: PENALTY IMPOSED RS.17000
18-JUL-2002
|
|
| 155 |
|
|
ALOKE GOENKA
|
|
|
|
DE NOVO BUILDERS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: NO PENALTY IMPOSED
08-MAR-2002
|
|
| 156 |
|
|
ALOKE KUMAR BISWAS
|
|
|
|
QUATRONIKS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: PENALTY IMPOSED RS.6400
24-JUN-2005
|
|
| 157 |
|
|
ALOKE KUMAR BISWAS
|
|
|
|
QUATRONIKS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: FINE WHICH MAY EXTEND TO RS.500 ON THE COMPANY AND EVERY OFFICER OF THE COMPANY WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES
27-APR-2004
|
DISCHARGED U/S 621A ON 27/04/2004
|
| 158 |
|
|
AMALENDU A.DUTTA
|
|
|
|
NAVIN INDUSTRIES & MERCANTILE CORP.PVT.LTD.
|
|
EXERCISED POWERS BY BOARD OF DIRECTORS,OTHERWISE THAN AT MEETINGS BY WAY OF RESOLUTIONS (SECTION 292)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
|
PROSECUTION UNDER SECTION 629A & SECTION 193(6) OF COMPANIES ACT: PENALTY IMPOSED RS.1200
29-JUL-2003
|
|
| 159 |
|
|
AMAN DEEP SANDHU
|
|
|
|
RENUKA PACKAGES PVT.LTD.
|
|
DID NOT FURNISH INFORMATION OR EXPLANATIONS OR PRODUCTION OF BOOKS & PAPERS (SECTION 234(1))
INADEQUATE OR NON-FURNISHING OF INFORMATION TO THE REGISTRAR WITHIN SPECIFIED TIME (SECTION 234(3A))
|
PROSECUTION UNDER SECTION 234(4) (A) OF COMPANIES ACT: PENALTY IMPOSED RS.10000
09-AUG-2004
|
|
| 160 |
|
|
AMAR KUMAR B.G.
|
|
|
|
TWENTY FIRST CENTURY OFFICES PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
23-SEP-2005
|
-
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 8 of 371
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