| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 121 |
|
ADITYA KUMAR MITTAL
|
|
|
|
STONE MART LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 220(3) & SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 122 |
|
|
ADITYA NARAYAN
|
|
|
|
ICI INDIA LTD.
|
|
DEFAULTED IN FORM & CONTENTS OF BALANCE SHEET AND PROFIT & LOSS ACCOUNT (SECTION 211)
|
PROSECUTION UNDER SECTION 211(7) OF COMPANIES ACT: NO PENALTY IMPOSED
01-MAR-2002
|
|
| 123 |
|
|
AHALYA DEVI
|
|
|
|
R.V.CHICORY (INDIA) PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
23-APR-2005
|
-
|
| 124 |
|
|
AJAIBIR SINGH
|
|
|
|
CHANDIGARH CLUB LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.2000
09-AUG-2004
|
|
| 125 |
|
|
AJAY JAVALKAR
|
|
|
|
VISHAL KARNATAKA ROLLING MILLS PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
16-SEP-2005
|
-
|
| 126 |
|
|
AJAY JAVALKAR
|
|
|
|
VISHAL KARNATAKA ROLLING MILLS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
19-AUG-2005
|
-
|
| 127 |
|
|
AJAY K.VERMA
|
|
|
|
S V ARCHITECTS & ENGINEERS PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 220(3) & SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 128 |
|
|
AJAY KAUL
|
|
|
|
VENUS SHARES & SECURITIES PVT.LTD.
|
|
DID NOT PROVIDE BALANCE SHEET AND PROFIT & LOSS ACCOUNT AT ANNUAL GENERAL MEETING (SECTION 210(1))
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
|
PROSECUTION UNDER SECTION 210(5) OF COMPANIES ACT: ALL DIRECTORS FINED RS.1000 EACH
24-DEC-2004
|
-
|
| 129 |
|
|
AJAY KUMAR K.GADIA
|
|
|
|
GADIA STOCKS & SECURITIES LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTOR FINED RS.1000 EACH IN ALL CASES
18-JUL-2007
|
-
|
| 130 |
|
|
AJAY KUMAR LAKHMANI
|
|
|
|
HINDSONS HOTELS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: NO PENALTY IMPOSED
12-SEP-2001
|
|
| 131 |
|
|
AJAY KUMAR PANDAY
|
|
|
|
J S BHASIN & SONS(AGENCIES)PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.9820
03-FEB-2004
|
|
| 132 |
|
|
AJAY KUMAR SINGH
|
|
|
|
6TH ELEMENT MEDIA PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 133 |
|
|
AJAY KUMAR SINGH
|
|
|
|
AASTHA PROPERTIES PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: NO PENALTY IMPOSED
13-SEP-2001
|
|
| 134 |
|
|
AJAY KUMAR SULTANIA
|
|
|
|
SHANCON CONSTRUCTION PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: NO PENALTY IMPOSED
18-NOV-2000
|
|
| 135 |
|
|
AJAY M.KHATIAWALA
|
|
|
|
GANESH ANHYDRIDE LTD.
|
|
DID NOT DISTRIBUTE DIVIDENDS WITHIN 30 DAYS (SECTION 207)
|
PROSECUTION UNDER SECTION 207 OF COMPANIES ACT: SIMPLE IMPRISONMENT OF DIRECTORS UPTO 3 YEARS AND FINE OF RS.1, 000 FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES AND COMPANY LIABLE TO PAY INTEREST OF 18 PER CENT PER ANNUM DURING THE PERIOD THE DEFAULT CONTINUES
20-FEB-2001
|
DISMISSED AS TIME BARRED
|
| 136 |
|
|
AJAY MOHAN JALAN
|
|
|
|
JALAN FORMS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 168 & SECTION 210(5) OF COMPANIES ACT: NO PENALTY IMPOSED
01-JUL-2004
|
|
| 137 |
|
|
AJAY OJHA
|
|
|
|
SITA PROJECTS LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: NO PENALTY IMPOSED
22-MAR-2002
|
|
| 138 |
|
|
AJAY SHARMA
|
|
|
|
MAGNUM TRUST LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.420
09-AUG-2004
|
HON’BLE SPECIAL JUDICIAL MAGISTRATE, JALANDHAR VIDE ITS ORDER DATED 28/02/2008 CONFIRMEND THAT THE APPLICANT HAS DEPOSITED THE FINE
|
| 139 |
|
|
AJAZ SAIR
|
|
|
|
ROCHMAN (INDIA) LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN ALL CASES
18-JUL-2007
|
-
|
| 140 |
|
|
AJIT M.MEHTA
|
|
|
|
HIND C-BAY WEBTECH LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: ACCUSED NO. 5 & 6 FINED RS.1000 EACH AND AGAINST ACCUSED NO.1 TO 4 PROCEEDINGS STOPPED FOR THE PRESENT AS THEY COULD NOT BE TRACED
01-APR-2005
|
-
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 7 of 371
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