| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
A.R.BEENA
|
|
|
|
KUMAR MUTUAL FUNDS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 168 OF COMPANIES ACT: PENALTY IMPOSED RS.15000
14-MAY-2012
|
|
| 62 |
|
|
A.R.BEENA
|
|
|
|
KUMAR MUTUAL FUNDS LTD.
|
|
DID NOT FILE DOCUMENT WITH ROC AS DIRECTED BY THE COURT (SECTION 614A)
|
PROSECUTION UNDER SECTION 614A(2) OF COMPANIES ACT: PENALTY IMPOSED RS.5000
14-MAY-2012
|
|
| 63 |
|
|
A.R.BEENA
|
|
|
|
KUMAR MUTUAL FUNDS LTD.
|
|
DID NOT FILE DOCUMENT WITH ROC AS DIRECTED BY THE COURT (SECTION 614A)
|
PROSECUTION UNDER SECTION 614A(2) OF COMPANIES ACT: PENALTY IMPOSED RS.5000
14-MAY-2012
|
|
| 64 |
|
|
A.R.GAJRIA
|
|
|
|
LEVER JAPAN HI-TECH WATER & FOOD PRODUCTS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: A2 & 3 REPORTED DEAD, A1 & 4 FINED RS.1000 EACH, PROCEEDINGS STOPPED AGAINST A5 FOR WANT OF CORRECT ADDRESS
18-JUL-2007
|
-
|
| 65 |
|
|
A.R.KEJRIWAL
|
|
|
|
TRANSDUCERS INTERNATIONAL PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
03-SEP-2004
|
-
|
| 66 |
|
|
A.R.S.SHARMA
|
|
|
|
RITUPARNA TRAVEL CARE SERVICES PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN ALL CASES
18-JUL-2007
|
-
|
| 67 |
|
|
A.R.SHIVAPRAKASH
|
|
|
|
SUNRISE TELECOM SERVICES PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN ALL CASES
18-JUL-2007
|
-
|
| 68 |
|
|
A.R.SHIVAPRAKASH
|
|
|
|
LITTLE GENIUS RESEARCH & CONSULTANCY PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
23-NOV-2005
|
-
|
| 69 |
|
|
A.R.SHIVAPRAKASH
|
|
|
|
LITTLE GENIUS RESEARCH & CONSULTANCY PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
23-NOV-2005
|
-
|
| 70 |
|
|
A.RAMACHANDRA RAO
|
|
|
|
BLUE HAVEN RESORTS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
06-MAY-2005
|
-
|
| 71 |
|
|
A.RAVI
|
|
|
|
ESHANYA LAND DEVELOPERS & BUILDERS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
29-APR-2005
|
-
|
| 72 |
|
|
A.RAVI
|
|
|
|
AIR NZEE FREIGHT PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: A2 & 4 FINED RS.1000 EACH, PROCEEDING STOPPED AGAINST A1 & 5 FOR WANT OF CORRECT ADDRESS
18-JUL-2007
|
-
|
| 73 |
|
|
A.RAVISHANKAR PRASAD
|
|
|
|
GEMINI FOUNDATIONS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
08-MAR-2010
|
COMPLAINT IS WITHDRAWN SINCE THE OFFENCE HAS BEEN COMPOUNDED BY CLB, CHENNAI VIDE ORDERS DATED 31.12.2009
|
| 74 |
|
|
A.S.GUPTA
|
|
|
|
BTW INDUSTRIES LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 113 & SECTION 209(5) OF COMPANIES ACT: PENALTY IMPOSED RS.2000
16-SEP-2002
|
|
| 75 |
|
|
A.S.KHADER HUSSAIN
|
|
|
|
MYSORE AGARBATHI CO.PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: PROCEEDINGS STOPPED FOR WANT OF CORRECT ADDRESS
18-JUL-2007
|
-
|
| 76 |
|
|
A.S.MURALIDHAR
|
|
|
|
VASHISTHA BIO-TECH LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND ACCUSED NO.3 FINED RS.1000 EACH AND ACCUSED NO.2 & 4 ABATED AS THEY REPORTED DEAD
22-JAN-2005
|
-
|
| 77 |
|
|
A.S.MURALIDHAR
|
|
|
|
VASHISTHA BIO-TECH LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
18-JUL-2007
|
-
|
| 78 |
|
|
A.S.SANDHU
|
|
|
|
GURDARSHAN COLD STORAGE PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.900
08-APR-2005
|
|
| 79 |
|
|
A.S.SATISH
|
|
|
|
ESHANYA LAND DEVELOPERS & BUILDERS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
29-APR-2005
|
-
|
| 80 |
|
|
A.S.SHARADA
|
|
|
|
VASHISTHA BIO-TECH LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
18-JUL-2007
|
-
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 4 of 371
|
