| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 7221 |
|
VENUGOPAL DHOOT
|
|
|
|
CARL JAY OPTIC PVT.LTD.
|
|
DID NOT PROVIDE BALANCE SHEET AND PROFIT & LOSS ACCOUNT AT ANNUAL GENERAL MEETING (SECTION 210(1))
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
|
PROSECUTION UNDER SECTION 210(5) OF COMPANIES ACT: PROCLAMATION PUBLISHED-PROCEEDINGS STOPPED FOR THE PRESENT
05-AUG-2005
|
-
|
| 7222 |
|
|
VENUGOPAL T.K.MENON
|
|
|
|
INNOVATIVE MARINE FOODS LTD.
|
|
DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.1500 EACH(ST.176/2000)
05-FEB-2003
|
|
| 7223 |
|
|
VERONICA VENUS
|
|
|
|
ARK HOME AGENCIES PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
30-JUN-2006
|
-
|
| 7224 |
|
|
VERONICA VENUS
|
|
|
|
ARK HOME AGENCIES PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
06-FEB-2006
|
-
|
| 7225 |
|
|
VIBHA SHREE SARAF
|
|
|
|
BACCHHAT INVESTMENT & FINANCE LTD.
|
|
PROVIDED FALSE STATEMENTS IN RETURNS, REPORT, CERTIFICATE, BALANCE SHEET, PROSPECTUS, STATEMENT ETC. (SECTION 628)
|
PROSECUTION UNDER SECTION 628 OF COMPANIES ACT: PENALTY IMPOSED RS.24000
22-JUN-2004
|
|
| 7226 |
|
|
VIBHA SHREE SARAF
|
|
|
|
BACCHHAT INVESTMENT & FINANCE LTD.
|
|
ISSUED PROSPECTUS WITH MISSTATEMENTS (SECTION 63)
|
PROSECUTION UNDER SECTION 63(1) OF COMPANIES ACT: PENALTY IMPOSED RS.1800
25-MAY-2004
|
|
| 7227 |
|
|
VICTOR DAVID
|
|
|
|
NOVA INVESTOR SERVICES PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
16-FEB-2005
|
-
|
| 7228 |
|
|
VIDHY UMASHANKAR
|
|
|
|
CALIBRA SOFTWARE INDIA PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 220(3) & SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN EACH CASE
30-JUL-2008
|
-
|
| 7229 |
|
|
VIDYA
|
|
|
|
CHAWDESWARI CHITS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
22-SEP-2005
|
-
|
| 7230 |
|
|
VIDYA
|
|
|
|
CHAWDESWARI CHITS PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
22-SEP-2005
|
-
|
| 7231 |
|
|
VIDYA D.KUMAR
|
|
|
|
PRITHVI CHEMICAL MANUFACTURING CO.PVT.LTD.
|
|
DID NOT PROVIDE BALANCE SHEET AND PROFIT & LOSS ACCOUNT AT ANNUAL GENERAL MEETING (SECTION 210(1))
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
|
PROSECUTION UNDER SECTION 210(5) OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH ON DIRECTORS
02-JUL-2004
|
|
| 7232 |
|
|
VIDYA M.MURKAMBI
|
|
|
|
MURKUMBI INDUSTRIES PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND MANAGING DIRECTOR FINED RS.1000 EACH
13-MAY-2005
|
-
|
| 7233 |
|
|
VIDYARTHI KUMAR ASHWI
|
|
|
|
SAHAKEIL LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DID NOT PROVIDE BALANCE SHEET AND PROFIT & LOSS ACCOUNT AT ANNUAL GENERAL MEETING (SECTION 210(1))
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) & SECTION 210(5) & SECTION 168 OF COMPANIES ACT: COMPLAINTS HAS BEEN DISMISSED AS OFFENCE HAVE BEEN COMPOUNDED
18-JUL-2007
|
-
|
| 7234 |
|
|
VIJALAKSHMI R.
|
|
|
|
SHRIMAKALA DESIGNS PVT.LTD.
|
|
DID NOT PROVIDE BALANCE SHEET AND PROFIT & LOSS ACCOUNT AT ANNUAL GENERAL MEETING (SECTION 210(1))
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
|
PROSECUTION UNDER SECTION 210(5) OF COMPANIES ACT: ALL DIRECTORS FINED RS.1000 EACH
09-DEC-2005
|
-
|
| 7235 |
|
|
VIJAY
|
|
|
|
PROTECH FOUNDERS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN ALL CASES
18-JUL-2007
|
-
|
| 7236 |
|
|
VIJAY BAGARIA
|
|
|
|
BAMA SECURITIES LTD.
|
|
DID NOT OBTAIN SANCTION OF BOARD OF DIRECTORS FOR CERTAIN CONTRACTS IN WHICH PARTICULAR DIRECTORS ARE INTERESTED (SECTION 297)
|
PROSECUTION UNDER SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED
06-JAN-2003
|
COMPOUNDED
|
| 7237 |
|
|
VIJAY DOGRA
|
|
|
|
TALIC TRAVELS PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: NO PENALTY IMPOSED
05-AUG-2004
|
|
| 7238 |
|
|
VIJAY GOPAL JINDAL
|
|
|
|
ZEE TELEFILMS LTD.
|
|
DID NOT TAKE REASONABLE STEPS RELATING TO BOARD'S REPORT (SECTION 217(5))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED
08-AUG-2007
|
COMPOUNDED ON 18/01/2007
|
| 7239 |
|
|
VIJAY GOPAL JINDAL
|
|
|
|
ZEE TELEFILMS LTD.
|
|
DEFAULTED IN SIGNING OF BOARD’S REPORT AND ANY ADDENDUM THERETO (SECTION 217(4))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED
08-AUG-2007
|
COMPOUNDED ON 18/01/2007
|
| 7240 |
|
|
VIJAY GOPAL JINDAL
|
|
|
|
ZEE TELEFILMS LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED
08-AUG-2007
|
COMPOUNDED ON 18/01/2007
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 362 of 371
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