| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 181 |
|
AMIT PAUL
|
|
|
|
MOUSAMI AGRICULTURAL PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: NO PENALTY IMPOSED
31-JUL-2002
|
|
| 182 |
|
|
AMIT PAUL
|
|
|
|
DINGOLHATI AGRICULTURE PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT FILE ANNUAL RETURN WITH REGISTRAR WITHIN PRESCRIBED TIME LIMIT BY COMPANY NOT HAVING SHARE CAPITAL (SECTION 160)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: NO PENALTY IMPOSED
03-JUL-2002
|
|
| 183 |
|
|
AMIT SHAH
|
|
|
|
AVISATA CORPORATE FINANCE PVT.LTD.
|
|
DID NOT PROVIDE FULLEST EXPLANATIONS AND INFORMATION UPON ANY QUALIFICATIONS GIVEN BY AUDITORS IN BOARD'S REPORT (SECTION 217(3))
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: NO PENALTY IMPOSED
21-JUN-2006
|
COMPOUNDED
|
| 184 |
|
|
AMIT THAPAR
|
|
|
|
THAPAR EXPORTS LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.400
09-AUG-2004
|
|
| 185 |
|
|
AMITABH CHAUDHURI
|
|
|
|
OCEAN KNITS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 210(5) & SECTION 220(3) OF COMPANIES ACT: JUDGEMENT PRONOUNCED ACCUSED ACQUITTED
30-JUL-2008
|
-
|
| 186 |
|
|
AMITABH CHAUDHURI
|
|
|
|
OCEAN KNITS LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 162 & SECTION 168 OF COMPANIES ACT: JUDGEMENT PRONOUNCED ACCUSED ACQUITTED
30-JUL-2008
|
-
|
| 187 |
|
|
AMITABH CHAUDHURI
|
|
|
|
OCEAN KNITS LTD.
|
|
DID NOT PRODUCE FOR INSPECTION BOOKS AND PAPERS, FURNISH INFORMATION OR EXPLANATIONS AND PROVIDE ASSISTANCE (SECTION 209A)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: A1 ABATED A2 TO 4 DISCHARGED, A2 TO A4 CASE IS SPLIT UP IN A5
30-JUL-2008
|
-
|
| 188 |
|
|
AMITABH CHAUDHURI
|
|
|
|
OCEAN KNITS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 210(5) & SECTION 168 & SECTION 220(3) & SECTION 162 OF COMPANIES ACT: JUDGEMENT PRONOUNCED ACCUSED ACQUITTED
30-JUL-2008
|
-
|
| 189 |
|
|
AMITABH CHAUDHURI
|
|
|
|
OCEAN KNITS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
|
PROSECUTION UNDER SECTION 210(5) & SECTION 220(3) & SECTION 162 & SECTION 168 OF COMPANIES ACT: JUDGEMENT PRONOUNCED ACCUSED ACQUITTED
30-JUL-2008
|
-
|
| 190 |
|
|
AMITABH CHAUDHURI
|
|
|
|
OCEAN KNITS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 220(3) & SECTION 168 & SECTION 162 & SECTION 210(5) OF COMPANIES ACT: JUDGEMENT PRONOUNCED ACCUSED ACQUITTED
30-JUL-2008
|
-
|
| 191 |
|
|
AMITABH SINGH
|
|
|
|
CASTLE FILMS LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.10000
09-AUG-2004
|
|
| 192 |
|
|
AMITAVA MAJUMDAR
|
|
|
|
JALAN FORMS LTD.
|
|
DEFAULTED WITH REFERENCE TO ANNUAL GENERAL MEETING (SECTION 166)
DEFAULTED WITH REFERENCE TO ANNUAL ACCOUNTS AND BALANCE SHEET (SECTION 210)
|
PROSECUTION UNDER SECTION 168 & SECTION 210(5) OF COMPANIES ACT: NO PENALTY IMPOSED
01-JUL-2004
|
|
| 193 |
|
|
AMIYANATH ROY
|
|
|
|
STONE INDIA LTD.
|
|
DID NOT KEEP PROPER REGISTER OF MEMBERS (SECTION 150(1))
DELIVERED DEBENTURE/CERTIFICATE OF DEBENTURE STOCK WITHOUT ENDORSEMENT OF CERTIFICATES OF REGISTRATION (SECTION 133)
DID NOT ADHERE TO PROVISIONS REGARDING MINUTES OF PROCEEDINGS OF GENERAL MEETINGS, BOARD MEETINGS & OTHER MEETINGS (SECTION 193)
DID NOT MAINTAIN REGISTER OF CONTRACTS, COMPANIES AND FIRMS IN WHICH DIRECTORS ARE INTERESTED (SECTION 301)
REGISTRATION OF TRANSFER OF SHARES ETC. IN CONTRAVENTION OF PROVISIONS OF COMPANIES ACT (SECTION 108)
|
PROSECUTION UNDER SECTION 150(2) & SECTION 133(2) & SECTION 193(6) & SECTION 301(4) & SECTION 629A OF COMPANIES ACT: NO PENALTY IMPOSED
09-AUG-2004
|
|
| 194 |
|
|
AMOL VASANT CHITNIS
|
|
|
|
HYDROKRAFT PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTOR FINED RS.1000 EACH
25-APR-2005
|
-
|
| 195 |
|
|
AMRIK SINGH
|
|
|
|
ANANT FERTILIZER & METALS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.10300
16-SEP-2004
|
|
| 196 |
|
|
AMRIK SINGH
|
|
|
|
CHANNO STEEL STRIPS PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.5660
09-AUG-2004
|
|
| 197 |
|
|
AMRISH R.PATEL
|
|
|
|
ENPAK MOTORS LTD.
|
|
PROVIDED LOANS TO DIRECTORS, ETC WITHOUT OBTAINING PRIOR APPROVAL OF THE CENTRAL GOVERNMENT (SECTION 295(1))
|
PROSECUTION UNDER SECTION 295(4) OF COMPANIES ACT: NO PENALTY IMPOSED
05-AUG-2004
|
COMPOUNDED
|
| 198 |
|
|
AMRISH RASHIKLAL PATEL
|
|
|
|
SHIRPUR GOLD REFINERY LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED
24-MAY-2005
|
FINAL ORDER PASSED ON 17.03.2005 AS MATTER IS COMPOUNDED
|
| 199 |
|
|
AMRIT GILL
|
|
|
|
ASIATIC SPICE & EXOTIC OILS LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.2400
09-AUG-2004
|
|
| 200 |
|
|
ANAND
|
|
|
|
PROTECH FOUNDERS PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 162 & SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN ALL CASES
18-JUL-2007
|
-
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 10 of 371
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