| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A.A.RAVINDRA
|
|
|
|
BLOCK & ROCK INDIA PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
22-JAN-2005
|
-
|
| 2 |
|
|
A.ADHILAKSHMI
|
|
|
|
JAYALAKSHMI MUTUAL BENEFIT FUND LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: PROCEEDINGS STOPPED FOR THE PRESENT FOR WANT OF CORRECT ADDRESSES.
30-JUN-2006
|
-
|
| 3 |
|
|
A.ANAND
|
|
|
|
SASYADRI PLANTATIONS PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
29-APR-2005
|
-
|
| 4 |
|
|
A.BOSE
|
|
|
|
CAWNPORE CLUB LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.9480
09-NOV-2003
|
|
| 5 |
|
|
A.D.BALRANI
|
|
|
|
CAWNPORE CLUB LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.9480
09-NOV-2003
|
|
| 6 |
|
|
A.D.KRISHNA
|
|
|
|
VYSALI PHARMACEUTICALS LTD.
|
|
DID NOT DELIVER SHARE/DEBENTURE CERTIFICATES IN CASE OF ISSUE/TRANSFER OF SHARES/DEBENTURES WITHIN PRESCRIBED TIME (SECTION 113(1))
|
PROSECUTION UNDER SECTION 113 OF COMPANIES ACT: FINE UPTO RS. 5, 000 ON THE COMPANY AND EVERY OFFICER WHO IS IN DEFAULT FOR EVERY DAY DURING WHICH THE DEFAULT CONTINUES. ALSO THE CLB MAY ORDER THE COMPANY AND CONCERNED OFFICER TO MAKE GOOD ANY DEFAULT MADE UNDER SUB-SECTION (1) AND ALSO TO BEAR THE COSTS INCIDENTAL THERETO FROM 17-JUL-2002 (ST.101/2000, ST.102/2000, ST.103/2000, ST.104/2000, ST.105/2000)
17-JUL-2002
|
|
| 7 |
|
|
A.D.KRISHNA
|
|
|
|
VYSALI PHARMACEUTICALS LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209A(8) OF COMPANIES ACT: IMPRISONMENT OF EVERY CONCERNED PERSON UPTO 1 YEAR AND FINE NOT LESS THAN RS.50, 000 FROM 17-JUL-2002 (ST.168/2000)
17-JUL-2002
|
|
| 8 |
|
|
A.DHANPAL
|
|
|
|
TRANSWORLD CLOTHING PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) OF COMPANIES ACT: PROCEEDINGS STOPPED FOR WANT OF CORRECT ADDRESS
18-JUL-2007
|
-
|
| 9 |
|
|
A.DHARAMRAJ
|
|
|
|
ALOE HERBOMEDICS PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 220(3) & SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH AND CASE AGAINST A2 ABATED
30-JUL-2008
|
-
|
| 10 |
|
|
A.G.NARESH
|
|
|
|
PRATHAM MANAGEMENT CONSULTING SERVICES PVT.LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 220(3) & SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH IN ALL CASES
18-JUL-2007
|
|
| 11 |
|
|
A.GHOSH
|
|
|
|
SABARI CHEMSOL PVT.LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DID NOT ADHERE TO PROVISIONS REGARDING CERTIFICATE TO BE ANNEXED WITH ANNUAL RETURN (SECTION 161)
|
PROSECUTION UNDER SECTION 162 OF COMPANIES ACT: COMPANY AND DIRECTORS FINED RS.1000 EACH
23-MAR-2006
|
-
|
| 12 |
|
|
A.GOPALAKRISHNAN
|
|
|
|
RIVERSIDE RETREAT PVT.LTD.
|
|
DID NOT PROVIDE BALANCE SHEET AND PROFIT & LOSS ACCOUNT AT ANNUAL GENERAL MEETING (SECTION 210(1))
|
PROSECUTION UNDER SECTION 210(5) OF COMPANIES ACT: IMPOSED PENALTY RS.15000
03-OCT-2007
|
|
| 13 |
|
|
A.GUPTA
|
|
|
|
S.A.S.POWER EQUIPMENT LTD.
|
|
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
|
PROSECUTION UNDER SECTION 220(3) & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.30000
03-NOV-2004
|
|
| 14 |
|
|
A.H.RIZVI
|
|
|
|
RIZVI EXPORTS LTD.
|
|
DEFAULTED IN FILING OF COPIES OF BALANCE SHEET, ETC. WITH THE REGISTRAR (SECTION 220)
DEFAULTED IN FILING ANNUAL RETURNS (SECTION 159)
|
PROSECUTION UNDER SECTION 220(3) READ WITH SECTION 162 & SECTION 162 OF COMPANIES ACT: PENALTY IMPOSED RS.2472
08-SEP-2003
|
|
| 15 |
|
|
A.JAYARAJAN
|
|
|
|
JAYANTHI CHIT FUNDS PVT.LTD.
|
|
DEFAULTED IN RESPECT OF THE PERIOD FOR WHICH THE PROFIT & LOSS ACCOUNT OF THE COMPANY RELATES (SECTION 210(3))
|
PROSECUTION UNDER SECTION 210(5) OF COMPANIES ACT: PENALTY IMPOSED RS.36000
10-JUL-2008
|
-
|
| 16 |
|
|
A.K.AGARWAL
|
|
|
|
NANDALAL & SONS TEA INDUSTRIES PVT.LTD.
|
|
DEFAULTED IN KEEPING BOOKS OF ACCOUNT BY THE COMPANY (SECTION 209)
|
PROSECUTION UNDER SECTION 209(5) OF COMPANIES ACT: NO PENALTY IMPOSED
18-JUL-2003
|
|
| 17 |
|
|
A.K.AGRAWAL
|
|
|
|
ALLIED STOCK INVESTORS LTD.
|
|
DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))
|
PROSECUTION UNDER SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.400
19-MAR-2003
|
|
| 18 |
|
|
A.K.BALAN
|
|
|
|
MALABAR ORGANICS LTD.
|
|
DEFAULTED IN REPORT OF BOARD OF DIRECTORS (SECTION 217)
|
PROSECUTION UNDER SECTION 217(5) OF COMPANIES ACT: PENALTY IMPOSED RS.1000 EACH(ST.78/2000)
08-NOV-2000
|
|
| 19 |
|
|
A.K.DAGA
|
|
|
|
G R MAGNETS LTD.
|
|
DEFAULTED IN PURCHASE BY COMPANY OF SHARES, ETC., OF OTHER COMPANIES (SECTION 372)
DEFAULTED IN RELATION TO INTER-CORPORATE LOANS & INVESTMENTS (SECTION 372A)
DID NOT APPOINT WHOLE-TIME SECRETARY (SECTION 383A(1))
|
PROSECUTION UNDER SECTION 374 & SECTION 372A(9) & SECTION 383A(1A) OF COMPANIES ACT: PENALTY IMPOSED RS.8200
04-AUG-2003
|
|
| 20 |
|
|
A.K.GANDHI
|
|
|
|
SEAHORSE HOSPITALS LTD.
|
|
DEFAULTED WITH RESPECT TO FIXED DEPOSITS (SECTION 58A)
|
PROSECUTION UNDER SECTION 58A RULE 11 OF COMPANIES ACT: PENALTY IMPOSED RS.19600
27-SEP-2004
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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