SOURCE OF INFORMATION : LISTS RECEIVED FROM COMPANY LAW BOARD
PERIOD COVERED : 01-APR-2000 TO 30-JUN-2008

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES/PERSONS: DEFAULT IN ISSUANCE OF NOTICE OF MEETINGS

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

KPMG

APPROVED THE ISSUE OF RIGHT SHARES IN BOARD MEETING ,EARLIER REJECTED BY SHAREHOLDERS IN GENERAL MEETING

FAILED TO ANNEX EXPLANATORY STATEMENT WITH REQUISITION NOTICE CIRCULATED TO MEMBERS FOR HOLDING EXTRAORDINARY GENERAL MEETING

APPOINTED OBSERVER FOR GENERAL MEETING AND DIRECTED COMPANY TO CIRCULATE EXPLANATORY STATEMENT AS RECEIVED FROM PETITIONER ALONG WITH REQUISITION

24-APR-2001

RAJARAM CORN PRODUCTS (PUNJAB) LTD.

NEELAM GUPTA

RASHI GUPTA

RENA GUPTA

SUBODH KUMAR GUPTA

FAILED TO DELIVER SHARE CERTIFICATE IN RESPECT OF SHARES ISSUED.

FAILED TO ISSUE NOTICE OF GENERAL MEETING.

DISPOSED OFF ASSETS OF COMPANY IN A MANNER WHICH MADE THE COMPANY, A SHELL COMPANY

DIRECTED COMPANY TO ISSUE DUPLICATE SHARE CERTIFICATES IN RESPECT OF SHARES ALLOTTED TO PETITIONERS

DIRECTED RESPONDENTS TO SEND NOTICE OF ALL MEETINGS THROUGH REGISTERED A.D

GAVE OPTION TO PETITIONER TO GET THEIR INVESTMENT RETURNED ON FAIR VALUE BASIS

27-JAN-2001

UNITED WESTERN BANK LTD.,THE

A.S.SATHE

K.R.CHANDRATE

N.A.KALYANI

P.M.KHIRE

P.N.JOSHI

R.J.JOSHI

S.N.GOGATE

S.T.GADRE

S.V. JOSHI

APPOINTED OBSERVER FOR GENERAL MEETING AND DIRECTED COMPANY TO CIRCULATE EXPLANATORY STATEMENT AS RECEIVED FROM PETITIONER ALONG WITH REQUISITION

24-APR-2001