| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ALEXANDER STAMPS & COIN LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.1,08,560
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 2 |
|
|
ASHAPURA INTIMATES FASHION LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.20,060
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 3 |
|
|
ASTRAZENECA PHARMA INDIA LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.9,440
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 4 |
|
|
ATLANTA DEVCON LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.1,08,560
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 5 |
|
|
BANSISONS TEA INDUSTRIES LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.21,240
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 6 |
|
|
BLUE STAR LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE Rs.28,320
31-DEC-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2021
|
| 7 |
|
|
BONANZA INDUSTRIES LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.1,08,560
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 8 |
|
|
CRESCENT LEASING LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.21,240
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 9 |
|
|
DIAMOND POWER INFRASTRUCTURE LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.71,980
30-SEP-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2021
|
| 10 |
|
|
EMGEE CABLES & COMMUNICATIONS LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.1,08,560
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 11 |
|
|
GARODIA CHEMICALS LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.29,500
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 12 |
|
|
GLOBAL CAPITAL MARKETS LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE Rs.17,700
31-DEC-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2021
|
| 13 |
|
|
GOPAL IRON & STEELS CO.(GUJARAT) LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.57,820
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 14 |
|
|
GOVIND RUBBER LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.57,820
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 15 |
|
|
HIGH GROUND ENTERPRISE LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.40,120
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 16 |
|
|
IB INFOTECH ENTERPRISES LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.1,08,560
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 17 |
|
|
INDIA HOME LOAN LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.10,620
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 18 |
|
|
JUMP NETWORKS LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.27,140
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 19 |
|
|
KACHCHH MINERALS LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.27,140
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 20 |
|
|
KARUTURI GLOBAL LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.27,140
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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