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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person BARTRONICS INDIA LTD.
  DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF AUDIT COMMITTEE AS PER REGULATION 18(1) OF SEBI (LODR) REGULATIONS, 2015

DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015  		SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 03-APR-2023

21-MAR-2023 		BSE VIDE ITS NOTICE DATED 05/10/2023 MOVED OUT SCRIP OF THE COMPANY FROM Z GROUP TO T GROUP W.E.F.16/10/2023  
2 
History of entity/person BINNY MILLS LTD.
  DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015  SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 03-JUL-2023

20-JUN-2023 		 
3 
History of entity/person BLB LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE

DID NOT SUBMIT FINANCIAL RESULTS AS PER SEBI (LODR) REGULATIONS, 2015

DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 17(1A) OF SEBI (LODR) REGULATIONS,2015  		CANCELLED STOCK BROKER MEMBERSHIP

20-MAR-2020 		SAT: SAT VIDE ITS ORDER DATED 17/062021 DIRECTED RESPONDENTS TO FILE REPLY TO APPLICATION OF THE APPELLANTS FOR DELISTING BY 29/06/2021AND ALLOWED ONE WEEK TIME TO FILE REJOINDER. DIRECTED APPELLANT TO DEPOSIT LISTING FEE OF RS.2,95,000.00 WITHIN A WEEK FROM THE DATE OF THIS ORDER

SAT: SAT VIDE ITS ORDER DATED 13/07/2021 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER  
4 
History of entity/person FUTURE ENTERPRISES LTD.
  DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF AUDIT COMMITTEE AS PER REGULATION 18(1) OF SEBI (LODR) REGULATIONS, 2015

DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015  		SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 03-APR-2023

21-MAR-2023 		BSE VIDE ITS NOTICE DATED 21/03/2023 DIRECTED TO SETTLE THE TRADES ON TRADE FOR TRADE BASIS  
5 
History of entity/person SPECTRA INDUSTRIES LTD.
  DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 29-JUL-2024  SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 08-JUL-2024

29-JUL-2024 		 
6 
History of entity/person VAX HOUSING FINANCE CORP.LTD.
  DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 29-JUL-2024  SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 08-JUL-2024

29-JUL-2024 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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