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Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DID NOT ADHERE TO ARBITRATION AWARDS MADE IN FAVOUR OF ITS CLIENTS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person FORD BROTHERS CAPITAL SERVICES LTD.
  DID NOT ADHERE TO ARBITRATION AWARDS MADE IN FAVOUR OF ITS CLIENTS  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 29-JUL-2010

19-AUG-2010 		DID NOT DEPOSIT AWARDED AMOUNT WITH EXCHANGE IN RESPECT OF ARBITRATION AWARDS PASSED HENCE TRADING MEMBERS/ INVESTORS WHO HAVE ANY OUTSTANDING CLAIMS AGAINST FORD BROTHER CAPITAL SERVICES LTD. ARE ADVISED TO FILE ARBITRATION REFERENCE WITH EXCHANGE BY 18/02/2011  
2 
History of entity/person SUNCHAN SECURITIES LTD.
  DID NOT ADHERE TO ARBITRATION AWARDS MADE IN FAVOUR OF ITS CLIENTS  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 11-JUL-2009 TILL FURTHER NOTICE

27-JUL-2009 		DID NOT DEPOSIT AWARDED AMOUNT WITH EXCHANGE IN RESPECT OF ARBITRATION AWARDS PASSED HENCE TRADING MEMBERS/ INVESTORS WHO HAVE ANY OUTSTANDING CLAIMS AGAINST SUNCHAN ARE ADVISED TO FILE ARBITRATION REFERENCE WITH EXCHANGE BY 27/01/2010  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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