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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 17(1A) OF SEBI (LODR) REGULATIONS,2015

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person BLB LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE

DID NOT SUBMIT FINANCIAL RESULTS AS PER SEBI (LODR) REGULATIONS, 2015

DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 17(1A) OF SEBI (LODR) REGULATIONS,2015  		CANCELLED STOCK BROKER MEMBERSHIP

20-MAR-2020 		SAT: SAT VIDE ITS ORDER DATED 17/062021 DIRECTED RESPONDENTS TO FILE REPLY TO APPLICATION OF THE APPELLANTS FOR DELISTING BY 29/06/2021AND ALLOWED ONE WEEK TIME TO FILE REJOINDER. DIRECTED APPELLANT TO DEPOSIT LISTING FEE OF RS.2,95,000.00 WITHIN A WEEK FROM THE DATE OF THIS ORDER

SAT: SAT VIDE ITS ORDER DATED 13/07/2021 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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