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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ACTION FINANCIAL SERVICES (INDIA) LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 22-JAN-2021

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 22-JAN-2021

22-JAN-2021 		 
2 
History of entity/person ARCADIA SHARE & STOCK BROKERS PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 04-JUL-2021

DECLARED DEFAULTER BY STOCK EXCHANGE FROM 04-JUL-2021

04-JUL-2021 		 
3 
History of entity/person BEZEL STOCKBROKERS PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-MAR-2021

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-MAR-2021

25-MAR-2021 		 
4 
History of entity/person C.M.GOENKA STOCK BROKERS PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 15-FEB-2022

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-FEB-2022

15-FEB-2022 		 
5 
History of entity/person CONCUNSMART SHARES & STOCK BROKER PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-MAR-2023

15-MAR-2023 		 
6 
History of entity/person DESTINY SECURITIES LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 14-JUL-2021

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-JUL-2021

14-JUL-2021 		 
7 
History of entity/person G.S.V.SECURITIES PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-MAR-2023

15-MAR-2023 		 
8 
History of entity/person INDOVISION SECURITIES LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 12-OCT-2021

12-OCT-2021 		 
9 
History of entity/person OMKAM CAPITAL MARKETS PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 28-JAN-2022

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-JAN-2022

27-JAN-2022 		 
10 
History of entity/person RDQ STOCK BROKING PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 10-AUG-2023

10-AUG-2023 		 
11 
History of entity/person STAMPEDE CAPITAL LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-JUL-2021

14-JUL-2021 		BSE VIDE ITS NOTICE DATED 27/07/2021 ENABLED THE TRADING MEMBER W.E.F. 27/07/2021, PURSUANT TO RESTORATION OF TRADING RIGHT BY NSE VIDE THEIR CIRCULAR NO 69/2021 DATED 26/07/2021

SAT: SAT VIDE ITS ORDER DATED 03/08/2021 DISMISSED THE APPEAL AS WITHDRAWN  
12 
History of entity/person SUMPOORNA PORTFOLIO LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE

VIOLATED SEBI CIRCULAR NO SEBI/MIRSD/MASTER CIR-04/20210 DATED 17/03/2010  		DECLARED DEFAULTER BY STOCK EXCHANGE FROM 16-DEC-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-DEC-2020

16-DEC-2020 		 
13 
History of entity/person SUNNESS CAPITAL INDIA PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-APR-2022

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-APR-2022

24-APR-2022 		 
14 
History of entity/person TRADEWINGS SOLUTIONS LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 29-AUG-2023

29-AUG-2023 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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