If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: IMPOSED PENALTY

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ASIT C.MEHTA INVESTMENT INTERMEDIATES LTD.
  NOT AVAILABLE  IMPOSED PENALTY Rs.6,57,000

26-JUL-2021 		SAT: SAT VIDE ITS ORDER DATED 26/07/2021 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 30/04/2021. DIRECTED RESPONDENT TO ISSUE SHOW CAUSE NOTICE AND PROCEED FROM THERE ONWARDS IN ACCORDANCE WITH LAW  
2 
History of entity/person INTEGRATED MASTER SECURITIES PVT.LTD.
  MANIPULATED MARKET AND/OR INDULGED IN UNFAIR TRADE PRACTICES  IMPOSED PENALTY

12-JAN-2009 		SAT: APPEAL DISMISSED AS WITHDRAWN SINCE BSE HAS WAIVED THE MONETARY PENALTY WHICH IT HAD EARLIER LEVIED  
3 
History of entity/person SBICAP SECURITIES LTD.
  MANIPULATED MARKET AND/OR INDULGED IN UNFAIR TRADE PRACTICES  IMPOSED PENALTY

12-JAN-2009 		SAT: APPEAL DISMISSED AS WITHDRAWN SINCE BSE HAS WAIVED THE MONETARY PENALTY WHICH IT HAD EARLIER LEVIED  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top