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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DEACTIVATE TRADING TERMINALS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ANUGRAH STOCK & BROKING PVT.LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DEACTIVATE TRADING TERMINALS FROM 03-AUG-2020

03-AUG-2020 		BSE VIDE ITS NOTICE DATED 18/08/2020 RESTORED TRADING RIGHTS AND REACTIVATED TRADING TERMINALS IN ALL SEGMENTS OF EXCHANGE WITH EFFECT FROM 18/08/2020

BSE VIDE ITS NOTICE DATED 04/09/2020 WITHDREW TRADING RIGHTS AND ALSO DEACTIVATED TRADING TERMINALS IN ALL OTHER SEGMENTS W.E.F 04/09/2020 (REFER ORDER DATED 01/09/2020)  
2 
History of entity/person ARCADIA SHARE & STOCK BROKERS PVT.LTD.
  NOT AVAILABLE  TRADING RIGHTS WITHDRAWN FROM 08-FEB-2021

DEACTIVATE TRADING TERMINALS FROM 08-FEB-2021

08-FEB-2021 		 
3 
History of entity/person ARTHA VRDDHI SECURITIES LTD.
  DID NOT ADHERE TO THE REGULATORY PROVISIONS OF THE STOCK EXCHANGE  DEACTIVATE TRADING TERMINALS FROM 30-JUN-2020

30-JUN-2020 		BSE VIDE ITS CIRCULAR DATED 16/07/2020 PURSUANT TO NSE CIRCULAR DATED 16/07/2020 RESTORED TRADING RIGHTS IN ALL SEGMENTS WITH EFFECT FROM 16/07/2020 AND ALSO REACTIVATED TRADING TERMINALS IN ALL SEGMENTS WITH IMMEDIATE EFFECT

BSE VIDE ITS NOTICE DATED 04/09/2020 WITHDREW TRADING RIGHTS AND ALSO DEACTIVATED TRADING TERMINALS IN ALL OTHER SEGMENTS W.E.F 04/09/2020 (REFER ORDER DATED 01/09/2020)  
4 
History of entity/person ASTITVA CAPITAL MARKET PVT.LTD.
  DID NOT ADHERE TO THE REGULATORY PROVISIONS OF THE STOCK EXCHANGE  DEACTIVATE TRADING TERMINALS FROM 09-JUN-2020

09-JUN-2020 		BSE VIDE ITS NOTICE DATED 06/08/2020 REACTIVATED TRADING TERMINALS IN ALL SEGMENTS OF EXCHANGE WITH IMMEDIATE EFFECT  
5 
History of entity/person INDOVISION SECURITIES LTD.
  DID NOT ADHERE TO THE REGULATORY PROVISIONS OF THE STOCK EXCHANGE  DEACTIVATE TRADING TERMINALS FROM 09-JUN-2020

09-JUN-2020 		 
6 
History of entity/person MULTIGAIN SECURITIES SERVICES PVT.LTD.
  DID NOT ADHERE TO THE REGULATORY PROVISIONS OF THE STOCK EXCHANGE  DEACTIVATE TRADING TERMINALS FROM 09-JUN-2020

09-JUN-2020 		 
7 
History of entity/person SUNNESS CAPITAL INDIA PVT.LTD.
  NOT AVAILABLE  TRADING RIGHTS WITHDRAWN FROM 20-AUG-2021

DEACTIVATE TRADING TERMINALS FROM 20-AUG-2021

20-AUG-2021 		 
8 
History of entity/person VIKSON SECURITIES PVT.LTD.
  NOT AVAILABLE  TRADING RIGHTS WITHDRAWN FROM 24-NOV-2020

DEACTIVATE TRADING TERMINALS FROM 24-NOV-2020

24-NOV-2020 		 
9 
History of entity/person VINEET SECURITIES PVT.LTD.
  DID NOT ADHERE TO THE REGULATORY PROVISIONS OF THE STOCK EXCHANGE  DEACTIVATE TRADING TERMINALS FROM 04-NOV-2019

05-NOV-2019 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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