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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: VIOLATED SEBI CIRCULAR NO SEBI/MIRSD/MASTER CIR-04/20210 DATED 17/03/2010

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person SUMPOORNA PORTFOLIO LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE

VIOLATED SEBI CIRCULAR NO SEBI/MIRSD/MASTER CIR-04/20210 DATED 17/03/2010  		DECLARED DEFAULTER BY STOCK EXCHANGE FROM 16-DEC-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-DEC-2020

16-DEC-2020 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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