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Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: MANIPULATED MARKET AND/OR INDULGED IN UNFAIR TRADE PRACTICES

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person INTEGRATED MASTER SECURITIES PVT.LTD.
  MANIPULATED MARKET AND/OR INDULGED IN UNFAIR TRADE PRACTICES  IMPOSED PENALTY

12-JAN-2009 		SAT: APPEAL DISMISSED AS WITHDRAWN SINCE BSE HAS WAIVED THE MONETARY PENALTY WHICH IT HAD EARLIER LEVIED  
2 
History of entity/person SBICAP SECURITIES LTD.
  MANIPULATED MARKET AND/OR INDULGED IN UNFAIR TRADE PRACTICES  IMPOSED PENALTY

12-JAN-2009 		SAT: APPEAL DISMISSED AS WITHDRAWN SINCE BSE HAS WAIVED THE MONETARY PENALTY WHICH IT HAD EARLIER LEVIED  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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