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Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: ISSUED FRAUDULENT/FAKE CONTRACT NOTES

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
History of entity/person DPS SHARES & SECURITIES PVT.LTD.
  ISSUED FRAUDULENT/FAKE CONTRACT NOTES  SUSPENDED REGISTRATION AS STOCK BROKER FROM 30-JAN-2008 TILL FURTHER NOTICE

17-JUL-2009
APPEAL DISMISSED AND RIGHT OF TRADING MEMBER STANDS CEASED/FORFEITED

SAT: APPEAL FAILED AND DISMISSED WITH NO ORDER AS TO COSTS  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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