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Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: FAILED TO REDRESS INVESTOR'S COMPLAINTS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ANUGRAH STOCK & BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT RESOLVE INVESTOR'S PROBLEM  		CLAIM ADMITTED

DIRECTED TO TRANSFER SHARES
AWARD AMOUNT: RS.80,766

26-MAY-2011 		 
2 
History of entity/person HARISH CHANDRA GUTT & CO.PVT.LTD.
  FAILED TO REDRESS INVESTOR'S COMPLAINTS  SUSPENDED REGISTRATION AS STOCK BROKER FROM 11-FEB-2011 TILL FURTHER NOTICE

10-FEB-2011 		SAT: APPEAL DISMISSED WITH COSTS OF RS.TWO LACS  
3 
History of entity/person HARISH CHANDRA GUTT & CO.PVT.LTD.
  FAILED TO REDRESS INVESTOR'S COMPLAINTS  SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-SEP-2008 TILL FURTHER NOTICE

23-SEP-2008 		SUSPENSION OF THE TRADING RIGHTS OF HARISH CHANDRA GUTT & CO.PVT.LTD. (CLEARING NO.271) HAS BEEN WITHHELD TILL FURTHER NOTICE  
4 
History of entity/person KAYNET CAPITAL LTD.
  FAILED TO REDRESS INVESTOR'S COMPLAINTS

DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  		DECLARED DEFAULTER BY STOCK EXCHANGE FROM 31-JUL-2020

31-JUL-2020 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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