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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DID NOT REPLY TO THE FORWARDED COMPLAINTS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person F6 FINSERVE PVT.LTD.
  DID NOT DEPOSIT ADMISSIBLE CLAIM AMOUNT DECIDED IN IGRC

DID NOT REPLY TO THE FORWARDED COMPLAINTS

DID NOT REPLY TO THE SHOW CAUSE NOTICE  		DECLARED DEFAULTER BY STOCK EXCHANGE FROM 03-APR-2018

03-APR-2018 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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