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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DID NOT REFUND DEPOSIT AMOUNT

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person BMA WEALTH CREATORS LTD.
  DID NOT REFUND DEPOSIT AMOUNT  CLAIM ADMITTED
AWARD AMOUNT: RS.1,05,470

24-JUL-2012 		 
2 
History of entity/person BMA WEALTH CREATORS LTD.
  DID NOT REFUND DEPOSIT AMOUNT  CLAIM ADMITTED
AWARD AMOUNT: RS.28,000

13-NOV-2013 		 
3 
History of entity/person EDELWEISS SECURITIES LTD.
  DID NOT REFUND DEPOSIT AMOUNT  CLAIM ADMITTED
AWARD AMOUNT: RS.9,09,877

16-SEP-2009 		 
4 
History of entity/person FAIRTRADE SECURITIES LTD.
  DID NOT REFUND DEPOSIT AMOUNT  CLAIM ADMITTED
AWARD AMOUNT: RS.1,00,000

30-AUG-2017 		 
5 
History of entity/person IFCI FINANCIAL SERVICES LTD.
  DID NOT REFUND DEPOSIT AMOUNT  CLAIM ADMITTED
AWARD AMOUNT: RS.2,26,624

24-APR-2011 		 
6 
History of entity/person KANTILAL CHHAGANLAL SECURITIES PVT.LTD.
  DID NOT REFUND DEPOSIT AMOUNT  CLAIM ADMITTED
AWARD AMOUNT: RS.1,06,000

26-DEC-2012 		 
7 
History of entity/person KANTILAL CHHAGANLAL SECURITIES PVT.LTD.
  DID NOT REFUND DEPOSIT AMOUNT

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.59,018

31-MAY-2016 		 
8 
History of entity/person MOTILAL OSWAL SECURITIES LTD.
  DID NOT REFUND DEPOSIT AMOUNT  CLAIM ADMITTED
AWARD AMOUNT: RS.1,67,275

07-JAN-2011 		 
9 
History of entity/person NIRMAL BANG SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT REFUND DEPOSIT AMOUNT  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,00,000

21-FEB-2017 		 
10 
History of entity/person SUNCHAN SECURITIES LTD.
  DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE

DID NOT REFUND DEPOSIT AMOUNT  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,89,243

10-SEP-2009 		 
11 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT REFUND DEPOSIT AMOUNT  CLAIM ADMITTED
AWARD AMOUNT: RS.1,40,000

09-FEB-2015 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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