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Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 25-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: CHARGED EXCESS BROKERAGE

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person HSBC INVESTDIRECT SECURITIES (INDIA) LTD.
  CHARGED EXCESS BROKERAGE  CLAIM ADMITTED
AWARD AMOUNT: RS.58,596

10-JUN-2011 		 
2 
History of entity/person INDIA INFOLINE LTD.
  CHARGED EXCESS BROKERAGE  CLAIM ADMITTED
AWARD AMOUNT: RS.72,920

09-APR-2013 		 
3 
History of entity/person INDIA INFOLINE LTD.
  CHARGED EXCESS BROKERAGE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,41,303

09-APR-2013 		 
4 
History of entity/person KAYNET CAPITAL LTD.
  CHARGED EXCESS BROKERAGE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,60,000

01-APR-2018 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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