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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 25-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: VIOLATED BYELAW 355 OF RULES OF BSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person JAGRUTI SECURITIES LTD.
  VIOLATED BYELAW 355 OF RULES OF BSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)  SUSPENDED REGISTRATION AS STOCK BROKER FROM 10-JUL-2007 TILL FURTHER NOTICE

11-JUL-2007 		THE BOARD OF DIRECTORS IN THE MEETING HELD ON MARCH 27, 2008 HAVE DECIDED TO RESTORE THE TRADING RIGHTS OF THE TRADING MEMBER  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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