| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1041 |
|
YASH P.PATWA,M/S
(Authorised Person of
ACTION FINANCIAL SERVICES (INDIA) LTD.
, Member : BSE)
|
|
|
|
YASH P.PATWA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
22-JAN-2021
|
|
| 1042 |
|
|
YASHPAL KUMAR,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
|
YASHPAL KUMAR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
29-OCT-2024
|
|
| 1043 |
|
|
YASHVIN SHARMA,M/S
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
|
YASHVIN SHARMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 1044 |
|
|
YASHWANT PRATAPRAI SHANGHVI,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
YASHWANT PRATAPRAI SHANGHVI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 1045 |
|
|
YASO KIRAN CHALAMALA,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
YASO KIRAN CHALAMALA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 1046 |
|
|
YOGESH GHIYA,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
|
YOGESH GHIYA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
30-MAR-2023
|
|
| 1047 |
|
|
YOGESH KUMAR KACHOLIA,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
YOGESH KUMAR KACHOLIA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 1048 |
|
|
YOGESH KUMAR SHARMA,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
|
YOGESH KUMAR SHARMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
24-DEC-2021
|
|
| 1049 |
|
|
YOGESH SHARMA,M/S
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
|
YOGESH SHARMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 1050 |
|
|
YOGESH,M/S
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
|
YOGESH
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 1051 |
|
|
ZENTUS CAPITAL PVT.LTD.
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
03-DEC-2021
|
|
| 1052 |
|
|
ZIAUR REHMAN,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
|
ZIAUR REHMAN
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
28-OCT-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 53 of 53 |
