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Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 30-OCT-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DID NOT PAY DIVIDEND

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.9,25,698

18-FEB-2015 		 
62 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,56,557

12-FEB-2015 		 
63 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT PAY DIVIDEND

ISSUED CHEQUE WITHOUT SUFFICIENT FUNDS  		CLAIM ADMITTED
AWARD AMOUNT: RS.3,27,337

16-MAR-2015 		 
64 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.28,880

20-MAR-2015 		 
65 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY SALE PROCEEDS

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.17,493

07-APR-2015 		 
66 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.16,323

15-JUN-2015 		 
67 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.31,604

15-JUN-2015 		 
68 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.25,801

15-JUN-2015 		 
69 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.17,108

15-JUN-2015 		 
70 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.60,857

27-JUN-2015 		 
71 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY SALE PROCEEDS

DID NOT PAY DIVIDEND

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,69,348

14-JUL-2015 		 
72 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY SALE PROCEEDS

DID NOT PAY DIVIDEND

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,22,420

25-MAY-2016 		 
73 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,39,678

20-MAY-2016 		 
74 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,35,246

01-SEP-2016 		 
75 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE

DID NOT PAY DIVIDEND & BONUS  		CLAIM ADMITTED
AWARD AMOUNT: RS.6,74,903

13-APR-2017 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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