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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: CANCELLED STOCK BROKER MEMBERSHIP

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41 
History of entity/person AUTUS SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

26-MAR-2024 		BSE VIDE ITS NOTICE DATED 26/03/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
42 
History of entity/person AVIS TIE-UP PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

11-JUN-2024 		BSE VIDE ITS NOTICE DATED 30/07/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
43 
History of entity/person B.LODHA SECURITIES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

26-APR-2024 		BSE VIDE ITS NOTICE DATED 26/04/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
44 
History of entity/person BAKSHU SECURITIES & BROKER PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

03-MAY-2023 		BSE VIDE ITS NOTICE DATED 18/09/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
45 
History of entity/person BASAN EQUITY BROKING LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-APR-2019 		 
46 
History of entity/person BAY SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

11-JUN-2024 		BSE VIDE ITS NOTICE DATED 30/07/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
47 
History of entity/person BCB BROKERAGE PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-SEP-2019 		 
48 
History of entity/person BEST BULL STOCK TRADING PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

06-SEP-2018 		BSE VIDE ITS NOTICE DATED 04/12/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
49 
History of entity/person BHARAT J.PATEL,M/S
History of entity/person BHARAT JAYANTILAL PATEL
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

15-MAR-2024 		BSE VIDE ITS NOTICE DATED 29/07/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
50 
History of entity/person BHARTIA STOCK BROKING PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

23-AUG-2022 		BSE VIDE ITS NOTICE DATED 07/11/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
51 
History of entity/person BHAVANA G.DESAI,M/S
History of entity/person BHAVANA G.DESAI
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-SEP-2018 		 
52 
History of entity/person BHOGILAL TRIKAMLAL SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

25-JUN-2019 		 
53 
History of entity/person BHUBANESWAR SHARES & SECURITIES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

16-OCT-2020 		 
54 
History of entity/person BLB LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE

DID NOT SUBMIT FINANCIAL RESULTS AS PER SEBI (LODR) REGULATIONS, 2015

DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 17(1A) OF SEBI (LODR) REGULATIONS,2015  		CANCELLED STOCK BROKER MEMBERSHIP

20-MAR-2020 		SAT: SAT VIDE ITS ORDER DATED 17/062021 DIRECTED RESPONDENTS TO FILE REPLY TO APPLICATION OF THE APPELLANTS FOR DELISTING BY 29/06/2021AND ALLOWED ONE WEEK TIME TO FILE REJOINDER. DIRECTED APPELLANT TO DEPOSIT LISTING FEE OF RS.2,95,000.00 WITHIN A WEEK FROM THE DATE OF THIS ORDER

SAT: SAT VIDE ITS ORDER DATED 13/07/2021 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER  
55 
History of entity/person BOSUNA INVESTORS GUILD PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

04-MAR-2020 		 
56 
History of entity/person BRICS SECURITIES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

29-OCT-2019 		 
57 
History of entity/person BSV SECURITIES PVT.LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  CANCELLED STOCK BROKER MEMBERSHIP

10-JAN-2023 		BSE VIDE ITS NOTICE DATED 19/07/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
58 
History of entity/person CAB SECURITIES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

16-AUG-2019 		 
59 
History of entity/person CANON CAPITAL & FINANCE LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

07-JAN-2021 		BSE VIDE ITS NOTICE DATED 27/05/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
60 
History of entity/person CELEBRUS CAPITAL LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

07-MAY-2019 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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