If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21 
History of entity/person SHARES BAZAAR PVT.LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 30-DEC-2022

02-JAN-2023 		 
22 
History of entity/person STAMPEDE CAPITAL LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-JUL-2021

14-JUL-2021 		BSE VIDE ITS NOTICE DATED 27/07/2021 ENABLED THE TRADING MEMBER W.E.F. 27/07/2021, PURSUANT TO RESTORATION OF TRADING RIGHT BY NSE VIDE THEIR CIRCULAR NO 69/2021 DATED 26/07/2021

SAT: SAT VIDE ITS ORDER DATED 03/08/2021 DISMISSED THE APPEAL AS WITHDRAWN  
23 
History of entity/person SUMPOORNA PORTFOLIO LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE

VIOLATED SEBI CIRCULAR NO SEBI/MIRSD/MASTER CIR-04/20210 DATED 17/03/2010  		DECLARED DEFAULTER BY STOCK EXCHANGE FROM 16-DEC-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-DEC-2020

16-DEC-2020 		 
24 
History of entity/person SUNCHAN SECURITIES LTD.
  DID NOT ADHERE TO ARBITRATION AWARDS MADE IN FAVOUR OF ITS CLIENTS  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 11-JUL-2009 TILL FURTHER NOTICE

27-JUL-2009 		DID NOT DEPOSIT AWARDED AMOUNT WITH EXCHANGE IN RESPECT OF ARBITRATION AWARDS PASSED HENCE TRADING MEMBERS/ INVESTORS WHO HAVE ANY OUTSTANDING CLAIMS AGAINST SUNCHAN ARE ADVISED TO FILE ARBITRATION REFERENCE WITH EXCHANGE BY 27/01/2010  
25 
History of entity/person SUNNESS CAPITAL INDIA PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-APR-2022

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-APR-2022

24-APR-2022 		 
26 
History of entity/person TRADEWINGS SOLUTIONS LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 29-AUG-2023

29-AUG-2023 		 
27 
History of entity/person VINEET SECURITIES PVT.LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 30-APR-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 30-APR-2020

04-MAY-2020 		 
28 
History of entity/person WELLINDIA SECURITIES LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-MAY-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAY-2020

01-MAY-2020 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Last
Page 2 of 2

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top