| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
JMDE PACKAGING & REALTIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.32,80,008
11-JUN-2010
|
|
| 22 |
|
|
KALPATARU INVESTMENT
|
|
|
|
SUREKHA NARAYAN SAWANT
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.9,77,892
09-FEB-2015
|
|
| 23 |
|
|
KALPATARU INVESTMENT
|
|
|
|
RAJENDRA RAMNIKLAL SHAH
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.8,52,295
31-DEC-2014
|
|
| 24 |
|
|
KALPATARU INVESTMENT
|
|
|
|
DHAWAL SURESH PANCHAL
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.6,35,944
30-JAN-2015
|
ARBITRATION DEPARTMENT, BSE LTD. VIDE ITS ORDER DATED 22/07/2015 SET ASIDED RECTIFICATION AWARD DATED 17/03/2015 U/S 33 OF THE ARBITRATION & CONCILIATION ACT, 1996.AWARD DATED 30/01/2015 ALSO PARTIALLY MODIFIED TO THE EXTENT IT EXONERATES RESPONDENT NO.2 FROM THE LIABILITY OF RESPONDENT NO.1 TOWARDS THE APPELLANT HEREIN. RESPONDENT NO.2 IS MADE JOINTLY & SEVERALLY LIABLE WITH RESPONDENT NO.1 TO PAY RS.6,35,943.54 TOGETHER WITH INTEREST AT THE RATE OF 9% P.A. FROM 28/09/2011, TILL PAYMENT / OR REALIZATION TO THE APPELLANT. NO COSTS
|
| 25 |
|
|
KAPI FINANCE & SECURITIES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.54,85,145
14-JAN-2010
|
|
| 26 |
|
|
KAUSHIK HINGU,M/S
|
|
|
|
KAUSHIK HINGU
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,218
04-FEB-2014
|
|
| 27 |
|
|
KAUSHIK HINGU,M/S
|
|
|
|
KAUSHIK HINGU
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,92,625
19-DEC-2013
|
|
| 28 |
|
|
KINGFISHER TRADING CO.PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.13,80,686
27-DEC-2013
|
|
| 29 |
|
|
KREATIVE PROJECT
|
|
|
|
SANJEEV R.MALHOTRA
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.3,30,888
13-SEP-2010
|
|
| 30 |
|
|
MAGICO EXPORTS & CONSULTANTS LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
CLAIM ADMITTED FROM 09-FEB-2011
27-JAN-2011
|
|
| 31 |
|
|
MANISH GIRDHARLAL SHAH,M/S
|
|
|
|
MANISH GIRDHARLAL SHAH
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.16,79,025
13-NOV-2014
|
|
| 32 |
|
|
MANISH GIRDHARLAL SHAH,M/S
|
|
|
|
MANISH GIRDHARLAL SHAH
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.16,23,749
13-DEC-2014
|
|
| 33 |
|
|
MATERSMIND INVESTMENTS
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.5,33,323
26-MAR-2009
|
|
| 34 |
|
|
MITTAL SHARE SHOPEE LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
27-SEP-2007
|
|
| 35 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY LEDGER BALANCE
DID NOT PAY DIVIDEND
|
CLAIM ADMITTED
AWARD AMOUNT: RS.15,68,810
02-NOV-2015
|
|
| 36 |
|
|
MPD ASSOCIATES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.30,28,566
27-MAR-2008
|
|
| 37 |
|
|
NECTOR DISTRIBUTORS PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,23,58,881
18-JUN-2012
|
|
| 38 |
|
|
PARASMAL S.JAIN (HUF)
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.4,91,050
12-JAN-2010
|
|
| 39 |
|
|
PASHA FINANCE PVT.LTD.
|
|
|
MADE FALSE & DECEITFUL CLAIM BEFORE THE EXCHANGE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,00,000
15-MAR-2017
|
|
| 40 |
|
|
PRABHAT STOCK SHARE BROKERS PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.15,29,054
08-DEC-2009
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 2 of 3 |
