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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
321 
History of entity/person SVARN FINANCIAL SERVICES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP FROM 02-JAN-2018

02-JAN-2018 		 
322 
History of entity/person TANNA FINANCIAL SERVICES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

19-JUN-2020 		 
323 
History of entity/person THAR SHARE BROKERS PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

19-APR-2023 		BSE VIDE ITS NOTICE DATED 29/05/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
324 
History of entity/person TR CAPITAL LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

26-AUG-2020 		 
325 
History of entity/person TRADE CITY SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

01-OCT-2024 		NSE VIDE ITS NOTICE DATED 01/10/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
326 
History of entity/person TRADEDEAL FINANCIAL SERVICES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

25-MAR-2021 		 
327 
History of entity/person TRADEX SECURITIES LLP
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

19-MAR-2018 		 
328 
History of entity/person TRANSWORLD SECURITIES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

25-MAR-2021 		 
329 
History of entity/person TREND RISER SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

25-SEP-2023 		BSE VIDE ITS NOTICE DATED 23/02/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
330 
History of entity/person TRUST CAPITAL SERVICES (INDIA) PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

04-JAN-2024 		BSE VIDE ITS NOTICE DATED 04/01/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
331 
History of entity/person TWIN EARTH SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

04-SEP-2019 		 
332 
History of entity/person UBI SERVICES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

23-JUL-2024 		BSE VIDE ITS NOTICE DATED 04/09/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
333 
History of entity/person UPMOVE FINANCIAL TECHNOLOGIES SERVICES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

20-MAR-2020 		 
334 
History of entity/person VAJANI SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

12-APR-2021 		BSE VIDE ITS NOTICE DATED 09/09/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
335 
History of entity/person VAKRANGEE SHARES & STOCK BROKERS PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

03-MAR-2022 		BSE VIDE ITS NOTICE DATED 14/10/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
336 
History of entity/person VASUNDHARA MERCHANTS LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

27-FEB-2019 		 
337 
History of entity/person VASUNDHARA MERCHANTS LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

21-MAR-2018 		 
338 
History of entity/person VEEKRANT STOCKS & FINANCE PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

25-MAR-2021 		 
339 
History of entity/person VERACITY FINANCIAL SERVICES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

23-FEB-2024 		BSE VIDE ITS NOTICE DATED 05/04/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
340 
History of entity/person VIDHI SECURITIES BROKING PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

15-MAR-2024 		BSE VIDE ITS NOTICE DATED 19/04/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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