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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: CANCELLED STOCK BROKER MEMBERSHIP

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
301 
History of entity/person SHIVMANGAL SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

03-OCT-2023 		 
302 
History of entity/person SHREE NAMAN SECURITIES & FINANCE PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP FROM 22-JAN-2020

23-JAN-2020 		 
303 
History of entity/person SHREEPATI HOLDINGS & FINANCE PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

04-MAY-2018 		 
304 
History of entity/person SHRIAM FINANCIAL PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

17-AUG-2021 		BSE VIDE ITS NOTICE DATED 24/05/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
305 
History of entity/person SHRIM INVESTMENT SOLUTIONS PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

04-MAR-2020 		 
306 
History of entity/person SIBLINGS SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

04-MAY-2018 		 
307 
History of entity/person SIDDHDARSH SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

12-FEB-2021 		 
308 
History of entity/person SIDDHI SHARES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

20-MAR-2020 		 
309 
History of entity/person SINO SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

15-DEC-2022 		BSE VIDE ITS NOTICE DATED 15/12/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
310 
History of entity/person SKUNG TRADELINK LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

21-NOV-2022 		BSE VIDE ITS NOTICE DATED 07/12/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
311 
History of entity/person SMVD SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

11-OCT-2022 		BSE VIDE ITS NOTICE DATED 13/06/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
312 
History of entity/person SONA GLOBAL LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

25-MAR-2021 		 
313 
History of entity/person SOSHA CREDIT PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

11-OCT-2022 		BSE VIDE ITS NOTICE DATED 20/03/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
314 
History of entity/person SPAN CAPLEASE PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

29-DEC-2023 		BSE VIDE ITS NOTICE DATED 29/12/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
315 
History of entity/person SRS GLOBAL SECURITIES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP FROM 27-SEP-2017

27-SEP-2017 		 
316 
History of entity/person SSD SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

24-DEC-2018 		 
317 
History of entity/person SSK STOCK BROKERS PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

16-OCT-2020 		 
318 
History of entity/person SSM SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

17-AUG-2017 		 
319 
History of entity/person STCI PRIMARY DEALER LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

20-JUN-2024 		BSE VIDE ITS NOTICE DATED 02/08/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
320 
History of entity/person STOCHASTICS SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

08-AUG-2019 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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