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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ACTION FINANCIAL SERVICES (INDIA) LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 22-JAN-2021

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 22-JAN-2021

22-JAN-2021 		 
2 
History of entity/person ANUGRAH STOCK & BROKING PVT.LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 26-NOV-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 26-NOV-2020

04-DEC-2020 		 
3 
History of entity/person ARCADIA SHARE & STOCK BROKERS PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 04-JUL-2021

DECLARED DEFAULTER BY STOCK EXCHANGE FROM 04-JUL-2021

04-JUL-2021 		 
4 
History of entity/person BEZEL STOCKBROKERS PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-MAR-2021

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-MAR-2021

25-MAR-2021 		 
5 
History of entity/person C.M.GOENKA STOCK BROKERS PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 15-FEB-2022

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-FEB-2022

15-FEB-2022 		 
6 
History of entity/person CONCUNSMART SHARES & STOCK BROKER PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-MAR-2023

15-MAR-2023 		 
7 
History of entity/person CPR CAPITAL SERVICES LTD.
  NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 05-MAR-2018

06-MAR-2018 		 
8 
History of entity/person DESTINY SECURITIES LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 14-JUL-2021

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-JUL-2021

14-JUL-2021 		 
9 
History of entity/person FORD BROTHERS CAPITAL SERVICES LTD.
  DID NOT ADHERE TO ARBITRATION AWARDS MADE IN FAVOUR OF ITS CLIENTS  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 29-JUL-2010

19-AUG-2010 		DID NOT DEPOSIT AWARDED AMOUNT WITH EXCHANGE IN RESPECT OF ARBITRATION AWARDS PASSED HENCE TRADING MEMBERS/ INVESTORS WHO HAVE ANY OUTSTANDING CLAIMS AGAINST FORD BROTHER CAPITAL SERVICES LTD. ARE ADVISED TO FILE ARBITRATION REFERENCE WITH EXCHANGE BY 18/02/2011  
10 
History of entity/person G.S.V.SECURITIES PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-MAR-2023

15-MAR-2023 		 
11 
History of entity/person GROVALUE SECURITIES PVT.LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 30-APR-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 30-APR-2020

04-MAY-2020 		 
12 
History of entity/person INDOVISION SECURITIES LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 12-OCT-2021

12-OCT-2021 		 
13 
History of entity/person KARVY STOCK BROKING LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-NOV-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-NOV-2020

24-NOV-2020 		 
14 
History of entity/person KOLAR SHAREX PVT.LTD.
  NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 20-OCT-2014

20-OCT-2014 		 
15 
History of entity/person KSBL SECURITIES LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

03-MAR-2020 		 
16 
History of entity/person MODEX INTERNATIONAL SECURITIES LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 18-SEP-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 18-SEP-2020

29-SEP-2020 		 
17 
History of entity/person MONEYFLO SECURITIES PVT.LTD.
  NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 27-AUG-2018

27-AUG-2018 		 
18 
History of entity/person OMKAM CAPITAL MARKETS PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 28-JAN-2022

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-JAN-2022

27-JAN-2022 		 
19 
History of entity/person QUANTUM GLOBAL SECURITIES LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-MAY-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAY-2020

01-MAY-2020 		 
20 
History of entity/person RDQ STOCK BROKING PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 10-AUG-2023

10-AUG-2023 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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