If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person 1 FINANCE PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

21-NOV-2023 		BSE VIDE ITS NOTICE DATED 07/02/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
2 
History of entity/person A TO Z BROKING SERVICES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

16-DEC-2021 		BSE VIDE ITS NOTICE DATED 06/04/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
3 
History of entity/person A.C.CHOKSI SHARE BROKERS PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-MAY-2022 		BSE VIDE ITS NOTICE DATED 10/05/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI W.E.F.09/05/2022  
4 
History of entity/person A.P.T.PORTFOLIO PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

08-MAR-2023 		BSE VIDE ITS NOTICE DATED 08/03/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI W.E.F.03/03/2023  
5 
History of entity/person AADHAR SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

24-AUG-2020 		 
6 
History of entity/person AARYA EQUITY (INDIA) PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP FROM 30-JAN-2017

30-JAN-2017 		 
7 
History of entity/person AASMAA SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

25-MAY-2021 		BSE VIDE ITS NOTICE DATED 31/01/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
8 
History of entity/person ABANS BROKING SERVICES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

15-FEB-2024 		BSE VIDE ITS NOTICE DATED 15/02/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
9 
History of entity/person ABBI-KPK SYSTEM TRADING & INVESTMENT SERVICES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

25-MAY-2021 		BSE VIDE ITS NOTICE DATED 10/11/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
10 
History of entity/person AC STOCK BROKING SERVICES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

12-JUL-2019 		BSE VIDE ITS NOTICE DATED 02/09/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
11 
History of entity/person ACHIIEVERS EQUITIES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

03-MAY-2023 		 
12 
History of entity/person ADOLF PATRICK PINTO,M/S
History of entity/person ADOLF PATRICK PINTO
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

29-NOV-2023 		BSE VIDE ITS NOTICE DATED 29/11/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
13 
History of entity/person ADVENT STOCK BROKING PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

12-APR-2021 		BSE VIDE ITS NOTICE DATED 29/06/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
14 
History of entity/person AFFINITY SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

21-NOV-2023 		BSE VIDE ITS NOTICE DATED 02/01/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
15 
History of entity/person AJIT BHAICHAND MUCHHALA,M/S
History of entity/person AJIT BHAICHAND MUCHHALA
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

20-MAR-2023 		BSE VIDE ITS NOTICE DATED 20/03/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
16 
History of entity/person ALACRITY SECURITIES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

22-OCT-2019 		 
17 
History of entity/person ALANKIT ASSIGNMENTS LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

24-APR-2019 		 
18 
History of entity/person ALEENA SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

21-JAN-2021 		 
19 
History of entity/person ALGOTRADE SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

03-JUN-2021 		BSE VIDE ITS NOTICE DATED 18/10/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
20 
History of entity/person ALLIANCE FINSTOCK LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

23-APR-2021 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Next Last
Page 1 of 18

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top