| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A.B.FINANCIAL SERVICES
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,61,508
10-SEP-2009
|
|
| 2 |
|
|
ADIOS TRADES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.26,03,304
11-JUN-2010
|
|
| 3 |
|
|
ADITYA BIRLA MONEY LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.43,723
27-DEC-2011
|
|
| 4 |
|
|
BALAJI INVESTMENT
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.5,85,531
18-FEB-2010
|
|
| 5 |
|
|
BASTI SHARE BAZAR
|
|
|
|
RAJESH YADAV
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,76,323
19-JUL-2011
|
|
| 6 |
|
|
DYNAMIC GLOBAL PROPFANCHISES
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,40,289
08-SEP-2010
|
|
| 7 |
|
|
GAJANAND MITTAL INVESTMENTS PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.3,77,67,795
20-JAN-2009
|
|
| 8 |
|
|
GANNAYAK TRADERS PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.71,66,841
16-JUN-2011
|
|
| 9 |
|
|
GIFTS & NOVELTIES IMPEX
|
|
|
|
SHRIPRAKASH VINAYKUMAR SARDESAI
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,15,46,309
31-JUL-2010
|
|
| 10 |
|
|
GIRISH BHAVANJI GALA (HUF)
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.34,863
24-SEP-2018
|
BSE VIDE ITS ARBITRATION AWARD DATED 22/01/2019 DIRECTED TO PAY BALANCE AMOUNT RS.34,863.00 WITHIN 15 DAYS FROM DATE OF RECEIPT OF THIS AWARD. NO COSTS
|
| 11 |
|
|
HITESH K.SHAH (HUF)
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.59,102
03-NOV-2009
|
|
| 12 |
|
|
J.B.SHARES & STOCKS LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.21,52,135
25-JUN-2014
|
|
| 13 |
|
|
JAI MATA DI TRADERS
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.6,04,727
13-JUL-2011
|
|
| 14 |
|
|
JMDE PACKAGING & REALTIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.32,80,008
11-JUN-2010
|
|
| 15 |
|
|
KALPATARU INVESTMENT
|
|
|
|
DHAWAL SURESH PANCHAL
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.6,35,944
30-JAN-2015
|
ARBITRATION DEPARTMENT, BSE LTD. VIDE ITS ORDER DATED 22/07/2015 SET ASIDED RECTIFICATION AWARD DATED 17/03/2015 U/S 33 OF THE ARBITRATION & CONCILIATION ACT, 1996.AWARD DATED 30/01/2015 ALSO PARTIALLY MODIFIED TO THE EXTENT IT EXONERATES RESPONDENT NO.2 FROM THE LIABILITY OF RESPONDENT NO.1 TOWARDS THE APPELLANT HEREIN. RESPONDENT NO.2 IS MADE JOINTLY & SEVERALLY LIABLE WITH RESPONDENT NO.1 TO PAY RS.6,35,943.54 TOGETHER WITH INTEREST AT THE RATE OF 9% P.A. FROM 28/09/2011, TILL PAYMENT / OR REALIZATION TO THE APPELLANT. NO COSTS
|
| 16 |
|
|
KALPATARU INVESTMENT
|
|
|
|
SUREKHA NARAYAN SAWANT
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.9,77,892
09-FEB-2015
|
|
| 17 |
|
|
KALPATARU INVESTMENT
|
|
|
|
RAJENDRA RAMNIKLAL SHAH
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.8,52,295
31-DEC-2014
|
|
| 18 |
|
|
KAPI FINANCE & SECURITIES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.54,85,145
14-JAN-2010
|
|
| 19 |
|
|
KAUSHIK HINGU,M/S
|
|
|
|
KAUSHIK HINGU
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,92,625
19-DEC-2013
|
|
| 20 |
|
|
KAUSHIK HINGU,M/S
|
|
|
|
KAUSHIK HINGU
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,218
04-FEB-2014
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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