| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
ADVIKA TRADING CO.
(Authorised Person of
SMC GLOBAL SECURITIES LTD.
, Member : BSE)
|
|
|
|
T.S.V.ADITYA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
28-NOV-2024
|
|
| 22 |
|
|
AJAY KUMAR
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 23 |
|
|
AJAY KUMAR TRIPATHI
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 24 |
|
|
AJAY KUMAR TRIPATHI,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
AJAY KUMAR TRIPATHI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 25 |
|
|
AJAY KUMAR,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
AJAY KUMAR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 26 |
|
|
AJAY PRAVINCHANDRA JANI
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 27 |
|
|
AJAY PRAVINCHANDRA JANI,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
AJAY PRAVINCHANDRA JANI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 28 |
|
|
AJIT SINGH CHANNI
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 29 |
|
|
AJIT SINGH CHANNI,M/S
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
|
AJIT SINGH CHANNI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 30 |
|
|
AKSHAT GARG
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 31 |
|
|
AKSHAT GARG,M/S
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
|
AKSHAT GARG
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 32 |
|
|
AKSHAY NEHRU
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
14-MAR-2025
|
|
| 33 |
|
|
AKSHAY NEHRU,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
|
AKSHAY NEHRU
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
14-MAR-2025
|
|
| 34 |
|
|
ALPESH A.BAGADIA
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 35 |
|
|
ALPESH A.BAGADIA,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ALPESH A.BAGADIA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 36 |
|
|
ALPESH TRADERS
(Authorised Person of
C.M.GOENKA STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
JOSHI APLESHKUMAR PRABHASHANKAR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-FEB-2022
|
|
| 37 |
|
|
AMAN NIKUNJ SHAH
(Authorised Person of
ASTITVA CAPITAL MARKET PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-MAY-2025
|
|
| 38 |
|
|
AMAN NIKUNJ SHAH,M/S
(Authorised Person of
ASTITVA CAPITAL MARKET PVT.LTD.
, Member : BSE)
|
|
|
|
AMAN NIKUNJ SHAH
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-MAY-2025
|
|
| 39 |
|
|
AMEET SHRIKANT PANDIT
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 40 |
|
|
AMEET SHRIKANT PANDIT,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
AMEET SHRIKANT PANDIT
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 2 of 104 |
