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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

ALL STOCK BROKERS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21 
History of entity/person ACHIIEVERS EQUITIES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

03-MAY-2023 		 
22 
History of entity/person ACTION FINANCIAL SERVICES (INDIA) LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 22-JAN-2021

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 22-JAN-2021

22-JAN-2021 		 
23 
History of entity/person ADHUNIK METALIKS LTD.
  LIQUIDATION PROCESS COMMENCED AND OFFICIAL LIQUIDATOR APPOINTED  SUSPENDED FROM TRADING FROM 02-DEC-2019

22-NOV-2019 		 
24 
History of entity/person ADINATH STOCK BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.30,408

23-JAN-2009 		 
25 
History of entity/person ADITYA BIRLA MONEY LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,66,403

09-JAN-2014 		APPEAL ALLOWED AND THE AWARD DATED 09/01/2014 SET ASIDE. CLAIM FILED BY MR.SHREEKANT DISMISSED  
26 
History of entity/person ADOLF PATRICK PINTO
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

29-NOV-2023 		BSE VIDE ITS NOTICE DATED 29/11/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
27 
History of entity/person ADOLF PATRICK PINTO,M/S
History of entity/person ADOLF PATRICK PINTO
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

29-NOV-2023 		BSE VIDE ITS NOTICE DATED 29/11/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
28 
History of entity/person ADORE BROKING PVT.LTD.
  NOT AVAILABLE  TRADING RIGHTS WITHDRAWN

26-MAR-2024 		 
29 
History of entity/person ADVENT STOCK BROKING PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

12-APR-2021 		BSE VIDE ITS NOTICE DATED 29/06/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
30 
History of entity/person AFFINITY SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

21-NOV-2023 		BSE VIDE ITS NOTICE DATED 02/01/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
31 
History of entity/person AJIT BHAICHAND MUCHHALA
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

20-MAR-2023 		BSE VIDE ITS NOTICE DATED 20/03/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
32 
History of entity/person AJIT BHAICHAND MUCHHALA,M/S
History of entity/person AJIT BHAICHAND MUCHHALA
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

20-MAR-2023 		BSE VIDE ITS NOTICE DATED 20/03/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
33 
History of entity/person ALACRITY SECURITIES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

22-OCT-2019 		 
34 
History of entity/person ALANKIT ASSIGNMENTS LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

24-APR-2019 		 
35 
History of entity/person ALEENA SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

21-JAN-2021 		 
36 
History of entity/person ALGOTRADE SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

03-JUN-2021 		BSE VIDE ITS NOTICE DATED 18/10/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
37 
History of entity/person ALLIANCE FINSTOCK LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

23-APR-2021 		 
38 
History of entity/person ALLIED FINANCIAL SERVICES PVT.LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 04-NOV-2019

06-NOV-2019 		 
39 
History of entity/person ALPINE FINCAP PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

16-OCT-2020 		 
40 
History of entity/person AMAR ALLIANCE SECURITIES PVT.LTD.
  NOT AVAILABLE  TRADING RIGHTS WITHDRAWN

26-MAR-2024 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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