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Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 29-SEP-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

ALL STOCK BROKERS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
2201 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.81,563

27-MAR-2015 		 
2202 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,53,902

27-MAR-2015 		 
2203 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.22,250

27-MAR-2015 		 
2204 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.15,016

04-APR-2015 		 
2205 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.69,437

04-APR-2015 		 
2206 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.4,55,283

04-APR-2015 		 
2207 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,723

04-APR-2015 		 
2208 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.22,627

01-APR-2015 		 
2209 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,87,805

01-APR-2015 		 
2210 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.59,798

01-APR-2015 		 
2211 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY SALE PROCEEDS  CLAIM ADMITTED
AWARD AMOUNT: RS.20,408

01-APR-2015 		 
2212 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.6,003

10-APR-2015 		 
2213 
History of entity/person UNICON SECURITIES PVT.LTD.
  ISSUED CHEQUE WITHOUT SUFFICIENT FUNDS  CLAIM ADMITTED
AWARD AMOUNT: RS.12,358

10-APR-2015 		 
2214 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,59,426

08-APR-2015 		 
2215 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.55,930

07-JUN-2016 		 
2216 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,00,322

24-MAY-2017 		 
2217 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.10,237

08-MAR-2016 		 
2218 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,02,595

19-FEB-2016 		 
2219 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY SALE PROCEEDS  CLAIM ADMITTED
AWARD AMOUNT: RS.32,219

22-MAR-2016 		 
2220 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  DIRECTED TO DEPOSIT AMOUNT IN STOCK EXCHANGE INVESTORS PROTECTION FUND
AWARD AMOUNT: RS.9,677

26-OCT-2016 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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