If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : NEWSPAPER ADS RELEASED BY ASSOCIATION OF MUTUAL FUNDS OF INDIA,THE
PERIOD COVERED : 30-SEP-2013 TO 31-OCT-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: NOT AVAILABLE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61
History of entity/person RAVINDRA BALU BHARTI  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 12-JUN-2024 TILL SEBI ORDER IS IN FORCE

30-JUN-2024 		 
62
History of entity/person RONAKI DHILLESWARA RAO  
  NOT AVAILABLE   TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 14-JUN-2024

30-JUN-2024 		 
63
History of entity/person SAJJAN KUMAR NANWAL  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023

31-JUL-2023 		NOT APPEARING IN THE LIST DATED 31-MAY-2024  
64
History of entity/person SANDEEP CHATTERJEE  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-NOV-2019

30-NOV-2019 		 
65
History of entity/person SANKET RAJESH SHAH  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 14-OCT-2021

31-OCT-2021 		NOT APPEARING IN THE LIST DATED 31-JULY-2023  
66
History of entity/person SARASWATI BISWAL  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 26-MAY-2006

30-SEP-2013 		 
67
History of entity/person SARIKA KISHORE GAGARE  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 03-JUL-2023

30-JUN-2023 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2024  
68
History of entity/person SATYENDRA KUMAR  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 15-JUL-2022

31-JUL-2022 		NOT APPEARING IN THE LIST DATED 31-JULY-2023  
69
History of entity/person SHARAT CHANDRA SHARMA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 05-AUG-2024

31-AUG-2024 		 
70
History of entity/person SHREEHARSHA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-AUG-2008

30-SEP-2013 		 
71
History of entity/person SHUBHRA RASTOGI  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 27-AUG-2021

31-AUG-2021 		NOT APPEARING IN THE LIST DATED 31-NOVEMBER-2022  
72
History of entity/person SOUGATA ROY  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-NOV-2019

30-NOV-2019 		 
73
History of entity/person SOURABH YADAV  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 07-FEB-2023 TILL SEBI ORDER IS IN FORCE

31-JUL-2023 		NOT APPEARING IN THE LIST DATED 31-JUL-2024  
74
History of entity/person SUBODH KUMAR DUTTA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 14-OCT-2021

31-OCT-2021 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2022  
75
History of entity/person SUMIT WADHWA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023 TILL SEBI ORDER IS IN FORCE

31-JUL-2023 		 
76
History of entity/person SUNDEEP SINGH  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 24-JUN-2022

30-JUN-2022 		 
77
History of entity/person TAPASH KUMAR RAHA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-NOV-2019

30-NOV-2019 		NOT APPEARING IN THE LIST DATED 31-MARCH-2022  
78
History of entity/person TUSHAR HIRALAL TANNA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 03-MAR-2022

28-FEB-2022 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2024  
79
History of entity/person VEENA RANI  
  NOT AVAILABLE   TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 04-FEB-2014

28-FEB-2014 		 
80
History of entity/person VEERENDRA KUMAR GUPTA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 20-MAR-2023

31-MAR-2023 		NOT APPEARING IN THE LIST DATED 31-JULY-2023  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Last
Page 4 of 4

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top