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SOURCE OF INFORMATION

SOURCE OF INFORMATION : NEWSPAPER ADS RELEASED BY ASSOCIATION OF MUTUAL FUNDS OF INDIA,THE
PERIOD COVERED : 30-SEP-2013 TO 30-JUN-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: NOT AVAILABLE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61
History of entity/person SAJJAN KUMAR NANWAL  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023

31-JUL-2023 		NOT APPEARING IN THE LIST DATED 31-MAY-2024  
62
History of entity/person SANDEEP CHATTERJEE  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-NOV-2019

30-NOV-2019 		 
63
History of entity/person SANKET RAJESH SHAH  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 14-OCT-2021

31-OCT-2021 		NOT APPEARING IN THE LIST DATED 31-JULY-2023  
64
History of entity/person SARASWATI BISWAL  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 26-MAY-2006

30-SEP-2013 		 
65
History of entity/person SARIKA KISHORE GAGARE  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 03-JUL-2023

30-JUN-2023 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2024  
66
History of entity/person SATYENDRA KUMAR  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 15-JUL-2022

31-JUL-2022 		NOT APPEARING IN THE LIST DATED 31-JULY-2023  
67
History of entity/person SHREEHARSHA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-AUG-2008

30-SEP-2013 		 
68
History of entity/person SHUBHRA RASTOGI  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 27-AUG-2021

31-AUG-2021 		NOT APPEARING IN THE LIST DATED 31-NOVEMBER-2022  
69
History of entity/person SOUGATA ROY  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-NOV-2019

30-NOV-2019 		 
70
History of entity/person SUBODH KUMAR DUTTA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 14-OCT-2021

31-OCT-2021 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2022  
71
History of entity/person SUMIT WADHWA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023

31-JUL-2023 		 
72
History of entity/person SUNDEEP SINGH  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 24-JUN-2022

30-JUN-2022 		 
73
History of entity/person TAPASH KUMAR RAHA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-NOV-2019

30-NOV-2019 		NOT APPEARING IN THE LIST DATED 31-MARCH-2022  
74
History of entity/person TUSHAR HIRALAL TANNA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 03-MAR-2022

28-FEB-2022 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2024  
75
History of entity/person VEENA RANI  
  NOT AVAILABLE   TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 04-FEB-2014

28-FEB-2014 		 
76
History of entity/person VEERENDRA KUMAR GUPTA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 20-MAR-2023

31-MAR-2023 		NOT APPEARING IN THE LIST DATED 31-JULY-2023  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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