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SOURCE OF INFORMATION

SOURCE OF INFORMATION : NEWSPAPER ADS RELEASED BY ASSOCIATION OF MUTUAL FUNDS OF INDIA,THE
PERIOD COVERED : 30-SEP-2013 TO 30-JUN-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ALL PERSONS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61
History of entity/person SAJJAN KUMAR NANWAL  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023

31-JUL-2023 		NOT APPEARING IN THE LIST DATED 31-MAY-2024  
62
History of entity/person SANDEEP CHATTERJEE  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-NOV-2019

30-NOV-2019 		 
63
History of entity/person SANKET RAJESH SHAH  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 14-OCT-2021

31-OCT-2021 		NOT APPEARING IN THE LIST DATED 31-JULY-2023  
64
History of entity/person SARASWATI BISWAL  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 26-MAY-2006

30-SEP-2013 		 
65
History of entity/person SARIKA KISHORE GAGARE  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 03-JUL-2023

30-JUN-2023 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2024  
66
History of entity/person SATYENDRA KUMAR  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 15-JUL-2022

31-JUL-2022 		NOT APPEARING IN THE LIST DATED 31-JULY-2023  
67
History of entity/person SHREEHARSHA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-AUG-2008

30-SEP-2013 		 
68
History of entity/person SHUBHRA RASTOGI  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 27-AUG-2021

31-AUG-2021 		NOT APPEARING IN THE LIST DATED 31-NOVEMBER-2022  
69
History of entity/person SOUGATA ROY  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-NOV-2019

30-NOV-2019 		 
70
History of entity/person SUBODH KUMAR DUTTA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 14-OCT-2021

31-OCT-2021 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2022  
71
History of entity/person SUMIT WADHWA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023

31-JUL-2023 		 
72
History of entity/person SUNDEEP SINGH  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 24-JUN-2022

30-JUN-2022 		 
73
History of entity/person TAPASH KUMAR RAHA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-NOV-2019

30-NOV-2019 		NOT APPEARING IN THE LIST DATED 31-MARCH-2022  
74
History of entity/person TUSHAR HIRALAL TANNA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 03-MAR-2022

28-FEB-2022 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2024  
75
History of entity/person VEENA RANI  
  NOT AVAILABLE   TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 04-FEB-2014

28-FEB-2014 		 
76
History of entity/person VEERENDRA KUMAR GUPTA  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 20-MAR-2023

31-MAR-2023 		NOT APPEARING IN THE LIST DATED 31-JULY-2023  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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