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SOURCE OF INFORMATION

SOURCE OF INFORMATION : NEWSPAPER ADS RELEASED BY ASSOCIATION OF MUTUAL FUNDS OF INDIA,THE
PERIOD COVERED : 30-SEP-2013 TO 31-OCT-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ALL COMPANIES

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person AMIT KALRA & SONS (HUF)  
  NOT AVAILABLE   TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 15-APR-2024

30-APR-2024 		 
2
History of entity/person ASHUTOSH PODDAR (HUF)  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 17-JUN-2020

17-JUN-2020 		NOT APPEARING IN THE LIST DATED 31-OCTOBER-2020  
3
History of entity/person BEING ASSURED CONSULTANCY SERVICES  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-NOV-2019

30-NOV-2019 		 
4
History of entity/person BRH WEALTH KREATORS LTD.  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 22-JAN-2021

31-JAN-2021 		 
5
History of entity/person CHAMPION ADVISORY SERVICES  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 19-MAY-2010

30-SEP-2013 		 
6
History of entity/person CREDENT PORTFOLIO MANAGEMENT PVT.LTD.  
  NOT AVAILABLE   TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 19-OCT-2011

30-SEP-2013 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2016

ORDER OF TERMINATION, REVOKED W.E.F. 26/04/2012  
7
History of entity/person DIGITAL WORLD  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 24-JAN-2013

30-SEP-2013 		 
8
History of entity/person ECONO BROKING PVT.LTD.  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 28-JUL-2023 TILL SEBI ORDER IS IN FORCE

31-JUL-2023 		 
9
History of entity/person FAIRWEALTH SECURITIES LTD.  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 16-APR-2010

30-SEP-2013 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2016

ORDER OF SUSPENSION, REVOKED W.E.F. 06/07/2011  
10
History of entity/person INVENTURE GROWTH & SECURITIES LTD.  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 22-JAN-2021

31-JAN-2021 		NOT APPEARING IN THE LIST DATED 28-FEBRUARY-2021  
11
History of entity/person INVESTINTEL  
  NOT AVAILABLE   TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 15-APR-2024

30-APR-2024 		 
12
History of entity/person INVESTOCARE  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023

31-JUL-2023 		NOT APPEARING IN THE LIST DATED 30-JUN-2024  
13
History of entity/person MODEX INTERNATIONAL SECURITIES LTD.  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 22-JAN-2021

31-JAN-2021 		 
14
History of entity/person NNM SECURITIES PVT.LTD.  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 09-JUL-2024

31-JUL-2024 		NOT APPEARING IN THE LIST DATED 31-AUG-2024  
15
History of entity/person ROYAL MARK FINANCIAL SERVICES  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 24-DEC-2009

30-SEP-2013 		 
16
History of entity/person SHREE INVESTMENTS  
  MISUSED INVESTOR’S MONEY   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 19-MAY-2011

30-SEP-2013 		 
17
History of entity/person UNICON INSURANCE ADVISORS PVT.LTD.  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 12-MAR-2010

30-SEP-2013 		 
18
History of entity/person V P S ADVISORY  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-NOV-2019

30-NOV-2019 		 
19
History of entity/person WEALTH SKETCHERS  
  NOT AVAILABLE   TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 15-APR-2024

30-APR-2024 		 
20
History of entity/person WIZESTEP ADVIZORS  
  NOT AVAILABLE   SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-DEC-2020

31-DEC-2020 		NOT APPEARING IN THE LIST DATED 28-FEBRUARY-2022  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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