| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A.S.M.FINANCIAL SERVICES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
28-JAN-2015
|
|
| 2 |
|
|
AAR ESS AGRO COMMODITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
13-FEB-2015
|
|
| 3 |
|
|
AARYAVART COMMODITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
30-MAY-2012
|
|
| 4 |
|
|
AGRI BUSINESS CORP.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
20-JUN-2013
|
|
| 5 |
|
|
ALOK GOSWAMI,M/S
|
|
|
|
ALOK GOSWAMI
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
21-FEB-2014
|
|
| 6 |
|
|
AMIT ANEJA,M/S
|
|
|
|
AMIT ANEJA
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
17-JUN-2014
|
|
| 7 |
|
|
AMRIT HASTIMAL KHIVESARA,M/S
|
|
|
|
AMRIT HASTIMAL KHIVESAR
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
21-FEB-2014
|
|
| 8 |
|
|
APARNA INVESTMENTS
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
30-APR-2015
|
|
| 9 |
|
|
ARIHANT & CO.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
18-AUG-2015
|
|
| 10 |
|
|
ASHOKBHAI CHATRABHUJ THAKKAR,M/S
|
|
|
|
ASHOKBHAI CHATRABHUJ THAKKAR
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
18-DEC-2013
|
|
| 11 |
|
|
ASHVIN KANTILAL SHAH,M/S
|
|
|
|
ASHVIN KANTILAL SHAH
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
28-JUN-2012
|
|
| 12 |
|
|
ASHVINKUMAR VADILAL SHETH,M/S
|
|
|
|
ASHVINKUMAR VADILAL SHETH
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
19-MAY-2011
|
|
| 13 |
|
|
BABA RAMDEV COMMODITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
28-JAN-2015
|
|
| 14 |
|
|
BEZEL COMMODITIES
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
23-MAR-2015
|
|
| 15 |
|
|
BHANU PRATAP CHAURASIA,M/S
|
|
|
|
BHANU PRATAP CHAURASIA
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
28-JAN-2015
|
|
| 16 |
|
|
BHARATKUMAR ISWARLAL PATEL,M/S
|
|
|
|
BHARATKUMAR ISWARLAL PATEL
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
28-OCT-2013
|
|
| 17 |
|
|
BHAVNABEN RASHIKLAL SHAH,M/S
|
|
|
|
BHAVNABEN RASHIKLAL SHAH
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
20-MAR-2013
|
|
| 18 |
|
|
CHANDRAKANT SAKARCHAND SHAH,M/S
|
|
|
|
CHANDRAKANT SAKARCHAND SHAH
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
14-MAY-2012
|
|
| 19 |
|
|
DASHRATHLAL NAGARDAS NAYAK,M/S
|
|
|
|
DASHRATHLAL NAGARDAS NAYAK
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
11-MAR-2013
|
|
| 20 |
|
|
DHANVEE COMMODITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
18-AUG-2015
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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